SEC Compliance Center
SEC Compliance With CTProComply. Free Online Compliance Assessment. CTProComply.com
Securities Arbitration
Former SEC enforcement attorneys concentrating in Securities Arbitration and litigation. Have appeared as guest commentators on CNBC, CNNFN, MSNBC, and FOX News. www.meyersandheim.com
Go Public W/ Your Company
We Take Companies Public SEC filing SecuritiesandExchangeCommission www.TCC5.com
Sinovac Biotech Ltd. ( SVA), a leading developer and provider of vaccines, announced today that it has filed a shelf registration statement on Form F-3 with the U.S. Securities and Exchange Commission.
The Securities and Exchange Commission has approved the dealer’s license of ailing Pacific Plans Inc., which was formerly owned by the Yuchengco group, and allowed the company to sell preneed memorial plans.
GMANews.TV via Yahoo! Philippines News - 1 hour, 46 minutes ago
TORONTO -- Rogers Communications Inc. filed a preliminary prospectus on Friday that would allow the Toronto-based media and cable company to raise as much as $4-billion in debt securities. The new sh...
MANILA - The Securities and Exchange Commission has given businessman Emmanuel Noel C. Oñate, buyer of the failed pre-need firm Pacific Plans, Inc., the go-signal to sell memorial plans.
BUSINESSMAN NOEL OÑATE, WHO bought the Yuchengcos out of ailing pre-need unit Pacific Plans Inc. 10 months ago, recently obtained a license from the Securities and Exchange Commission to sell memorial preneed plans.
Nov. 23 (Bloomberg) -- Aluminum prices will be supported for the next three years by rising production costs in China, the biggest producer, and a recovery in global demand, Macquarie Securities Ltd. said.
Dark pools of liquidity in the US equity market will be dark no more, if the Securities and Exchange Commission follows through on the regulations it proposed on November 13. “The number of active dark pools...has tripled since 2002,” said an early SEC release on the proposed rules.
The Commodity Futures Trading Commission and the Securities and Exchange Commission clarify their jurisdiction and allow additional products to underlie security futures.
The U.S. Securities and Exchange Commission has frozen the assets of a Centennial firm involved in what officials have described as a Ponzi-like scheme. Speed of Wealth and its principals, Wayde and Donna McKelvy, have been indicted.
A state investment fund that crashed in 2007 - and in which Nassau County had about $7.8 million invested - is currently under investigation for fraud by the federal Securities and Exchange Commission.