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JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 15 hours agoWhat is the SEC Whistleblower Program? The SEC Whistleblower Program is the product of the Dodd-Frank Wall Street ...
5th Circuit Strikes Down SEC's Private Fund Advisers Rule | National Law Journal
Law.com· 2 days agoA federal appeals court Wednesday struck down the U.S. Securities and Exchange Commission’s...
Banking Agencies Re-Propose Rules on Incentive-Based Compensation
The National Law Review· 4 days agoThe Proposed Rule is designed to implement Section 956 of the Dodd-Frank Wall Street Reform and ...
Fifth Circuit Overturns SEC Private Funds Rules | JD Supra
JD Supra· 1 day agoOur Investment Funds Team reviews the implications of the Fifth Circuit’s decision to vacate the Securities and Exchange Commission’s Private Funds...
Fifth Circuit Vacates Private Fund Adviser Rules | JD Supra
JD Supra· 1 day agoThe Final Rule, adopted under the Investment Advisers Act of 1940, as amended (“Advisers Act”), on August 23, 2023, would have caused a significant change ...
Wiley Consumer Protection Download (June 4, 2024) | JD Supra
JD Supra· 2 days agoSupreme Court Upholds CFPB Funding Structure as Constitutional. On May 16, the U.S. Supreme Court held that Congress may allow the CFPB to draw money from the Federal Reserve System consistent with the Constitution’s Appropriations Clause.
Supreme Court Clarifies Standard for Analyzing National Bank Act Preemption | JD Supra
JD Supra· 1 day agoIn Cantero v. Bank of America, the U.S. Supreme Court clarified the standard for analyzing whether the National Bank Act (the NBA) preempts state laws regulating banks chartered ...
Using a 200-Day Moving Average to Evaluate PayPal
GuruFocus.com via Yahoo Finance· 3 days agoCFPB headwinds The Consumer Financial Protection Bureau, a regulatory agency that was authorized by the 2010 Dodd-Frank Wall
SEC.gov | Eras Tour of The Securities and Exchange Commission
U.S. Securities and Exchange Commission· 1 day agoHow did Taylor Swift break all-time records with the Eras Tour? After the 1929 market crash, President Roosevelt signed the first of the federal securities laws in 1933. Roosevelt went on to work with Congress to enact five more securities laws.
The Consumer Financial Protection Bureau ‘is here to stay’ - The Martha's Vineyard Times
The Martha's Vineyard Times· 2 days agoThe Consumer Financial Protection Bureau (CFPB) is the brainchild of Elizabeth Warren. Created in 2010, the bureau, along with several other federal agencies, have long faced challenges from ...
