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What is FINRA and what does it do?
Bankrate via Yahoo Finance· 1 hour agoFinancial Industry Regulatory Authority, or FINRA, is a self-regulatory organization authorized to regulate U.S. stockbrokers and broker-dealer firms. ...
Brokers Suggest Investing in Howmet (HWM): Read This Before Placing a Bet
Zacks via Yahoo Finance· 9 hours agoAccording to the average brokerage recommendation (ABR), one should invest in Howmet (HWM). It is...
China’s Tiger Brokers Eyes Singapore’s Riches to Propel Growth
Bloomberg· 23 hours agoChina’s Tiger Brokers is setting its sights on Singapore’s riches for a revenue boost as it...
Ardonagh Advisory snaps up BP Insurance Brokers
Life Insurance International via Yahoo Finance· 7 hours agoArdonagh Advisory has acquired Lancashire-based personal lines broker BP Insurance Brokers. Founded in 1958 in Blackpool, BP Insurance Brokers& ...
The Zacks Analyst Blog Highlights Bitcoin, NVIDIA, Coinbase Global, Interactive Brokers and...
Zacks via Yahoo Finance· 10 hours agoStocks recently featured in the blog include: NVIDIA Corp. NVDA, Coinbase Global, Inc. COIN,...
Watch Out, BDs! Here's What Triggers an SEC Exam | ThinkAdvisor
ThinkAdvisor· 7 hours agoThe Securities and Exchange Commission warned broker-dealers Wednesday in a new Risk Alert that...
UK insurers must highlight ESG commitments to attract brokers
Life Insurance International via Yahoo Finance· 1 day agoIt is imperative for brokers to not only concentrate on ESG factors but also to be well-informed...
Texas Exchange Wants to Get Stock Listings and Hold ‘em
Barrons.com· 2 hours agoDallas-based TXSE Group announced that it had raised about $120 million from backers like BlackRock...
Flexport Expands Convoy to Match Carriers and Brokers
Sourcing Journal via Yahoo News· 1 day agoFlexport is expanding the Convoy freight booking platform for brokers, months after resurrecting the...
Seko Logistics Fires Back at CBP Over ‘Draconian’ Customs Suspensions
Sourcing Journal via Yahoo Finance· 2 hours agoSeko was one of six reported customs brokers that was suspended from Entry Type 86, which is a...