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What is FINRA and what does it do?
Bankrate via AOL· 21 minutes agoFinancial Industry Regulatory Authority, or FINRA, is a self-regulatory organization authorized to regulate U.S. stockbrokers and broker-dealer firms. ...
Crypto’s Latest Privacy Battle
CoinDesk via Yahoo Finance· 2 hours agoSecurity and Exchange Commission's (SEC) newest mass surveillance tool – the Consolidated Audit Trail (CAT) – went "fully operational." SEC registered ...
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Bloomberg· 22 hours agoChina’s Tiger Brokers is setting its sights on Singapore’s riches for a revenue boost as it...
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HousingWire· 3 hours agoLeading reverse mortgage lender Finance of America (FOA) has undergone a round of layoffs that are...
Seko Logistics Fires Back at CBP Over ‘Draconian’ Customs Suspensions
Sourcing Journal via Yahoo Finance· 58 minutes agoSeko was one of six reported customs brokers that was suspended from Entry Type 86, which is a...
Texas-based firm buys Denver-area apartment complex land for $19.8 million - Denver Business Journal
The Business Journals· 41 minutes agoThe site is walking distance to the Oxford Light Rail Station, located just on the east side of...
The Zacks Analyst Blog Highlights Bitcoin, NVIDIA, Coinbase Global, Interactive Brokers and...
Zacks via Yahoo Finance· 9 hours agoStocks recently featured in the blog include: NVIDIA Corp. NVDA, Coinbase Global, Inc. COIN,...
Brokers Suggest Investing in Nvidia (NVDA): Read This Before Placing a Bet
Zacks via Yahoo Finance· 8 hours agoThe average brokerage recommendation (ABR) for Nvidia (NVDA) is equivalent to a Buy. The overly...
Ardonagh Advisory snaps up BP Insurance Brokers
Life Insurance International via Yahoo Finance· 6 hours agoArdonagh Advisory has acquired Lancashire-based personal lines broker BP Insurance Brokers. Founded in 1958 in Blackpool, BP Insurance Brokers& ...
Watch Out, BDs! Here's What Triggers an SEC Exam | ThinkAdvisor
ThinkAdvisor· 6 hours agoThe Securities and Exchange Commission warned broker-dealers Wednesday in a new Risk Alert that...