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SEC Private Fund Rule Struck Down by US Appeals Court | JD Supra
JD Supra· 5 days agoA U.S. appeals court struck down a newly adopted Securities and Exchange Commission (“SEC”) rule...
V Square Quantitative Management LLC Has $1.41 Million Holdings in The Charles Schwab Co....
ETF DAILY NEWS· 4 hours agoThe institutional investor owned 20,510 shares of the financial services provider’s stock after...
Ripple CEO Reveals Anticipated Date for XRP as SEC Lawsuit Nears End - EconoTimes
EconoTimes· 3 days agoBrad Garlinghouse, CEO of Ripple, claimed that his company is getting closer to the conclusion of...
Novak & Powell Financial Services Inc. Makes New $801,000 Investment in QUALCOMM Incorporated...
ETF DAILY NEWS· 4 hours agoIncorporated (NASDAQ:QCOM – Free Report) in the fourth quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission (< ...
Overreach and Misrepresentation: The SEC’s Pursuit of Emergency Relief in ‘DEBT Box’ | New York Law...
Law.com· 6 days agoSuddenly, the Securities and Exchange Commission (SEC) swoops in with a bombshell lawsuit, accusing...
JD Supra: Recent SEC Rules and Guidance Impose New Obligations on SPACs and Reverse Mergers
JD Supra· 18 hours agoOn January 24, 2024, the US Securities and Exchange Commission (SEC) adopted final rules relating to special purpose acquisition companies (SPACs) and other ...
New SEC Guidance on Marketing Rule: Ensuring Compliance in Advertisement and Marketing Material for...
The National Law Review· 2 days agoThe US Securities and Exchange Commission (SEC) recently released two new sources of guidance for...
Austin Wealth Management LLC Takes Position in Arista Networks, Inc. (NYSE:ANET)
ETF DAILY NEWS· 4 hours ago(NYSE:ANET – Free Report) in the 4th quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission (SEC).
Thermo Fisher Scientific Inc. (NYSE:TMO) Stake Lessened by American Trust
ETF DAILY NEWS· 5 hours ago(NYSE:TMO – Free Report) by 3.4% in the 4th quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The ...
Ripple challenges SEC’s US$2 bln fine, cites Terraform precedent
Forkast News via Yahoo Finance· 2 days agoRipple Labs Inc. is pushing back against a US$2 billion fine proposed by the U.S. Securities and...