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Council Post: Ensuring Strong Governance For Compliance In The Age Of AI
Forbes· 13 hours agoTop executives understand that good IT governance for strong regulatory compliance is essential for...
Compliance makes social media healthcare marketing hard – but creativity always wins
The Drum· 5 hours agoThis all starts with platform choice: whichever you choose needs to navigate regulatory compliance,...
SEC Finds Advisers' Compliance with Marketing Rule Still Lacking Despite Examination and Enforcement...
JD Supra· 11 hours ago(SEC). On April 17, 2024, the SEC Division of Examinations (Division) published a risk alert (Risk Alert) delineating its preliminary observations of registered investment advisers’
Companies Sourcing From China Face ‘Severe UFLPA Compliance Dilemma’
Sourcing Journal via Yahoo Finance· 3 hours agoRepresentative Christopher H. Smith, the New Jersey Republican who chairs the commission, set the...
Compliance Notes - Vol. 5, Issue 18 | JD Supra
JD Supra· 11 hours agoWelcome to Compliance Notes from Nossaman’s Government Relations & Regulation Group – a periodic digest of the headlines, statutory and regulatory changes and court cases ...
Jack Dorsey's Block's Crypto Unit Under Investigation Over Compliance Practices: Report
Cryptonews· 13 hours agoFederal prosecutors have launched an investigation into Block, the company co-founded by Twitter's...
DDTC issues best practices for universities and research centers’ ITAR compliance | JD Supra
JD Supra· 11 hours agoOn April 10, 2024, the U.S. Department of State’s Directorate of Defense Trade Controls (“DDTC”) published guidance for universities and research...
Strengthening Financial Compliance: Nigeria's Fintech Sector Faces New Onboarding Restrictions
Inside Bitcoins· 8 hours agoIn a significant move to enhance Know Your Customer (KYC) compliance within the financial sector,...
Canada's anti-money laundering agency imposes $6.7 mln fine on TD Bank
Reuters· 47 minutes agoThe bank has been grappling with regulatory probes over its AML compliance program both at home and...
TD Bank Hit With C$9.19 Mln Penalty for Anti-Money Laundering Compliance Failings
Market Watch· 2 hours agoThe fine helps draw a line under the matter for TD Bank, though it faces a much greater burden in the U.S. and is still in discussions with regulators there over regulatory and law enforcement ...