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Supreme Court punts the NBA preemption analysis back to the Second Circuit | JD Supra
JD Supra· 6 days agoNo bright line test for preemption was articulated by the Court; instead, the Court relied on Barnett Bank and its earlier precedents dealing with National...
FUNDamentals: Fifth Circuit Vacates New SEC Private Fund Adviser Rules | JD Supra
JD Supra· 2 days agoIn a 3-0 decision, the Court held that the SEC exceeded its statutory authority by using a provision of the Dodd-Frank Act Wall Street Reform and Consumer ...
Mortgage closing fees are in the hot seat. Here's why feds are looking into them.
CBS News via Yahoo Finance· 21 hours agoThe MBA said lenders worked with the CFPB a decade ago on making sure mortgage fees were laid out...
JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 2 days agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which amended the Securities ...
Banking Agencies Re-Propose Rules on Incentive-Based Compensation
The National Law Review· 6 days agoThe Proposed Rule is designed to implement Section 956 of the Dodd-Frank Wall Street Reform and...
U.S. Supreme Court vacates decision on interest for escrow accounts, orders further review | JD...
JD Supra· 6 days agoOn May 30, the U.S. Supreme Court vacated and remanded for further proceedings a 2022 decision by the Second Circuit that held that the National Bank Act preempted a New York state law requiring ...
Fifth Circuit Vacates the Private Fund Advisers Rules in their Entirety | JD Supra
JD Supra· 3 days agoCommission’s (the “SEC”) final rule1 regarding the regulation of private fund advisers (the “Final Rule”). In adopting the Final Rule, the SEC relied on its antifraud rulemaking authority found ...
Small Business - The Brewton Standard | The Brewton Standard
The Brewton Standard· 4 days agoWashington, D.C., June 05, 2024 (GLOBE NEWSWIRE) -- Today, the U.S. Court of Appeals for the Fifth Circuit issued a decision in National Association of Private Fund Managers v. Securities and Exchange Commission vacating SEC’s recent final rule
Private Funds Rules Vacated | JD Supra
JD Supra· 2 days agoOn June 5, 2024, the United States Court of Appeals for the Fifth Circuit (the “Court”) vacated the entire set of new Investment Advisers Act of 1940 (the “Advisers Act”) rules applicable to ...
JD Supra: Director Chopra issues statement on FDIC/OCC/FHA proposal on incentive-based compensation...
JD Supra· 2 days agoThe rulemaking is required by Section 956 of the Dodd-Frank Act, which directed the FDIC, OCC, FHA, as well as the Federal Reserve Board, National Credit ...
