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A Handbook for SEC Whistleblowers | JD Supra
JD Supra· 3 days agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which ...
More Regulators Eye Whistleblower Award Programs Hoping for Insider Tips
The Wall Street Journal· 1 day agoTrading Commission received 1,530 whistleblower tips and awarded nearly $16 million in fiscal year...
White House Poised to Nominate CFTC’s Johnson to Treasury Role
Bloomberg via Yahoo Finance· 13 hours ago(Bloomberg) -- The White House is poised to nominate Kristin Johnson, a Democratic commissioner at...
Credit Card Late Fees Could Be Capped At $8 Soon | Bankrate
Bankrate.com· 7 days agoThe good news: There’s a new rule to cap credit card late fees that’s designed to save credit...
What's a whistleblower? Key questions about employee protections after Boeing supplier dies
USA TODAY via Yahoo News· 7 days agoThe Dodd-Frank Act: Requires whistleblowers to be paid between 10 percent and 30% of monetary...
Bank Bonus Rule Back in Play as Regulators Make Third Push
Bloomberg via Yahoo Finance· 4 days ago(Bloomberg) -- Three US regulators took an initial step toward imposing long-delayed rules that...
Study Shows Ineffectiveness of Targeted Credit Rationing in Banking
Newswise· 2 days agoRecent ESG-benchmark abandonment by major U.S. banks along with investment firms retreating from climate risk messaging has come amid two-plus years of political counter-messaging against the ...
Director Chopra issues statement on FDIC/OCC/FHA proposal on incentive-based compensation...
JD Supra· 2 days agoThe rulemaking is required by Section 956 of the Dodd-Frank Act, which directed the FDIC, OCC, FHA, as well as the Federal Reserve Board ...
A Decade-Long Death of Footnote 195 | JD Supra
JD Supra· 4 days agoIn 2013, subsequent to the enactment of the Dodd Frank Act of 2010, the Commodity Futures Trading Commission (“CFTC”) had implemented ...
Bridging the gaps in the home buying process - HousingWire
HousingWire· 4 days agoTitle agents historically have felt like they played second fiddle to other players in the buying...