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JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 7 days agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which ...
FUNDamentals: Fifth Circuit Vacates New SEC Private Fund Adviser Rules | JD Supra
JD Supra· 6 days agoIn a 3-0 decision, the Court held that the SEC exceeded its statutory authority by using a provision of the Dodd-Frank Act Wall Street ...
U.S. Appeals Court Vacates SEC Private Fund Adviser Rule
The National Law Review· 7 days agoGo-To Guide:
SEC Private Fund Rule Struck Down by US Appeals Court | JD Supra
JD Supra· 2 days agoA U.S. appeals court struck down a newly adopted Securities and Exchange Commission (“SEC”) rule...
A Symptom of a Broader Issue: Politics vs. Constitutional Law in 'CFPB v. CFSA' | Daily Business...
Law.com· 6 days agoOn May 16, the U.S. Supreme Court released its opinion in CFPB v. Community Financial Services...
Mortgage closing fees are in the hot seat. Here's why feds are looking into them.
CBS News via Yahoo Finance· 5 days agoThe MBA said lenders worked with the CFPB a decade ago on making sure mortgage fees were laid out...
Fifth Circuit Vacates Private Fund Adviser Rules | JD Supra
JD Supra· 6 days agoIn a 3-0 decision, the Fifth Circuit Court of Appeals vacated the SEC’s private fund adviser rules (“Final Rule”). Each component of the Final Rule was vacated, including the Private Fund Audit ...
SEC Fund Rule Struck Down by Appeals Court For Overreach
Cryptonews· 6 days agoA US appeals court overturned an SEC rule on fee and expense disclosure for hedge funds and equity...
Vacation Alert: Fifth Circuit Vacates Private Fund Adviser Rules
The National Law Review· 6 days agoOn June 5, the Fifth Circuit Court of Appeals (Court) vacated the entire set of private fund adviser rules adopted by the Securities and Exchange Commission (SEC) on August 23, 2023. Many private ...
The Double-Edged Impact of AI Compliance Algorithms on Whistleblowing
The National Law Review· 2 days agoAs the implementation of Artificial Intelligence (AI) compliance and fraud detection algorithms...