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A Handbook for SEC Whistleblowers | JD Supra
JD Supra· 6 days agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which ...
Director Chopra issues statement on FDIC/OCC/FHA proposal on incentive-based compensation...
JD Supra· 5 days agoThe rulemaking is required by Section 956 of the Dodd-Frank Act, which directed the FDIC, OCC, FHA, as well as the Federal Reserve Board ...
U.S. regulators call for new fund to prevent mortgage servicers from going under
Market Watch· 2 days agoThe FSOC was created in the wake of the 2008 financial crisis by the Dodd-Frank Act, to identify and...
More Regulators Eye Whistleblower Award Programs Hoping for Insider Tips
The Wall Street Journal· 4 days agoTrading Commission received 1,530 whistleblower tips and awarded nearly $16 million in fiscal year...
Regs move forward Dodd-Frank rule on risk considerations in bank exec pay
Compliance Week· 6 days agoCompliance Week’s Financial Crimes and Regulatory Compliance Summit will take place June 10-11 at...
Dissenting Statement of Commissioner Summer K. Mersinger Regarding Proposed Rulemaking on Event...
CFTC.gov· 3 days agoUnfortunately, though, I cannot support this particular proposed rulemaking (the “Proposal”). At...
White House Poised to Nominate CFTC’s Johnson to Treasury Role
Bloomberg via Yahoo Finance· 3 days ago(Bloomberg) -- The White House is poised to nominate Kristin Johnson, a Democratic commissioner at...
A Decade-Long Death of Footnote 195 | JD Supra
JD Supra· 7 days agoIn 2013, subsequent to the enactment of the Dodd Frank Act of 2010, the Commodity Futures Trading Commission (“CFTC”) had implemented ...
CFTC Wants to Ban Trades Tied to Elections, Sports and Awards Contests
The Wall Street Journal· 3 days agoRegulators advanced a plan to ban derivatives contracts based on political elections, athletic...
Bridging the gaps in the home buying process - HousingWire
HousingWire· 7 days agoTitle agents historically have felt like they played second fiddle to other players in the buying...