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A Handbook for SEC Whistleblowers | JD Supra
JD Supra· 6 days agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which ...
Director Chopra issues statement on FDIC/OCC/FHA proposal on incentive-based compensation...
JD Supra· 5 days agoThe rulemaking is required by Section 956 of the Dodd-Frank Act, which directed the FDIC, OCC, FHA, as well as the Federal Reserve Board ...
More Regulators Eye Whistleblower Award Programs Hoping for Insider Tips
The Wall Street Journal· 4 days agoTrading Commission received 1,530 whistleblower tips and awarded nearly $16 million in fiscal year...
U.S. regulators call for new fund to prevent mortgage servicers from going under
Market Watch· 3 days agoThe FSOC was created in the wake of the 2008 financial crisis by the Dodd-Frank Act, to identify and...
Bank Bonus Rule Back in Play as Regulators Make Third Push
Bloomberg via Yahoo Finance· 7 days ago(Bloomberg) -- Three US regulators took an initial step toward imposing long-delayed rules that...
Dissenting Statement of Commissioner Summer K. Mersinger Regarding Proposed Rulemaking on Event...
CFTC.gov· 3 days agoUnfortunately, though, I cannot support this particular proposed rulemaking (the “Proposal”). At...
White House Poised to Nominate CFTC’s Johnson to Treasury Role
Bloomberg via Yahoo Finance· 4 days ago(Bloomberg) -- The White House is poised to nominate Kristin Johnson, a Democratic commissioner at...
Regs move forward Dodd-Frank rule on risk considerations in bank exec pay
Compliance Week· 6 days agoCompliance Week’s Financial Crimes and Regulatory Compliance Summit will take place June 10-11 at...
Small Business - The Andalusia Star-News | The Andalusia Star-News
The Andalusia Star-News· 4 days agoRecent ESG-benchmark abandonment by major U.S. banks along with investment firms retreating from climate risk messaging has come amid two-plus years of political counter-messaging against the ...
CFTC Wants to Ban Trades Tied to Elections, Sports and Awards Contests
The Wall Street Journal· 3 days agoRegulators advanced a plan to ban derivatives contracts based on political elections, athletic...