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JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 7 days agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which ...
FUNDamentals: Fifth Circuit Vacates New SEC Private Fund Adviser Rules | JD Supra
JD Supra· 6 days agoIn a 3-0 decision, the Court held that the SEC exceeded its statutory authority by using a provision of the Dodd-Frank Act Wall Street ...
U.S. Appeals Court Vacates SEC Private Fund Adviser Rule
The National Law Review· 7 days agoGo-To Guide:
SEC Private Fund Rule Struck Down by US Appeals Court | JD Supra
JD Supra· 2 days agoA U.S. appeals court struck down a newly adopted Securities and Exchange Commission (“SEC”) rule...
A Symptom of a Broader Issue: Politics vs. Constitutional Law in 'CFPB v. CFSA' | Daily Business...
Law.com· 6 days agoOn May 16, the U.S. Supreme Court released its opinion in CFPB v. Community Financial Services...
Fifth Circuit Vacates SEC Private Fund Adviser Rules in Full | JD Supra
JD Supra· 3 days agoIn a unanimous decision published on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the entire set of regulations, including amendments to existing rules (collectively, ...
Mortgage closing fees are in the hot seat. Here's why feds are looking into them.
CBS News via Yahoo Finance· 5 days agoThe MBA said lenders worked with the CFPB a decade ago on making sure mortgage fees were laid out...
CFPB Finalizes Rule to Track Nonbank ‘Repeat Offenders’ | JD Supra
JD Supra· 6 days agoOn June 3, 2024, the Consumer Financial Protection Bureau (CFPB) published a final rule requiring covered nonbanks – generally nonbanks that are “covered persons” under the Dodd< ...
Private Funds Rules Vacated
The National Law Review· 7 days agoOn June 5, 2024, the United States Court of Appeals for the Fifth Circuit (the “Court”) vacated the entire set of new Investment Advisers Act of 1940...
The Double-Edged Impact of AI Compliance Algorithms on Whistleblowing
The National Law Review· 2 days agoAs the implementation of Artificial Intelligence (AI) compliance and fraud detection algorithms...