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JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 6 days agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which ...
FUNDamentals: Fifth Circuit Vacates New SEC Private Fund Adviser Rules | JD Supra
JD Supra· 6 days agoIn a 3-0 decision, the Court held that the SEC exceeded its statutory authority by using a provision of the Dodd-Frank Act Wall Street ...
Fifth Circuit Strikes Down SEC Rule Regulating Private Investment Funds | JD Supra
JD Supra· 13 hours agoOn June 5, 2024, a three judge panel of the U.S. Fifth Circuit Court of Appeals unanimously struck down the Securities and Exchange Commission’s (“SEC”) final rule, which created onerous restrictions ...
SEC Private Fund Rule Struck Down by US Appeals Court | JD Supra
JD Supra· 2 days agoA U.S. appeals court struck down a newly adopted Securities and Exchange Commission (“SEC”) rule...
Federal Court Scraps SEC Private Fund Advisers Rule | JD Supra
JD Supra· 2 days agoIn a victory for the private funds industry, the United States Court of Appeals for the Fifth Circuit vacated the SEC’s recently adopted Private Fund Adviser Rule on June 5, 2024. In other words ...
Fifth Circuit Vacates the Private Fund Advisers Rules in their Entirety | JD Supra
JD Supra· 7 days agoCommission’s (the “SEC”) final rule1 regarding the regulation of private fund advisers (the “Final Rule”). In adopting the Final Rule, the SEC relied on its antifraud rulemaking authority found ...
Mortgage closing fees are in the hot seat. Here's why feds are looking into them.
CBS News via Yahoo Finance· 4 days agoThe MBA said lenders worked with the CFPB a decade ago on making sure mortgage fees were laid out...
The Double-Edged Impact of AI Compliance Algorithms on Whistleblowing
The National Law Review· 24 hours agoAs the implementation of Artificial Intelligence (AI) compliance and fraud detection algorithms...
A Symptom of a Broader Issue: Politics vs. Constitutional Law in 'CFPB v. CFSA' | Daily Business...
Law.com· 5 days agoOn May 16, the U.S. Supreme Court released its opinion in CFPB v. Community Financial Services...
Fifth Circuit Vacates Private Fund Adviser Rules | JD Supra
JD Supra· 7 days agoOn June 5, 2024, a three-judge panel of the Fifth Circuit Court of Appeals (the “Fifth Circuit”) unanimously vacated the rule1 adopted by the US Securities and Exchange Commission (the “SEC” ...