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JD Supra: Director Chopra issues statement on FDIC/OCC/FHA proposal on incentive-based compensation...
JD Supra· 22 hours agoThe rulemaking is required by Section 956 of the Dodd-Frank Act, which directed the FDIC, OCC, FHA, as well as the Federal Reserve Board, National Credit ...
FUNDamentals: Fifth Circuit Vacates New SEC Private Fund Adviser Rules | JD Supra
JD Supra· 1 day agoIn a 3-0 decision, the Court held that the SEC exceeded its statutory authority by using a provision of the Dodd-Frank Act Wall Street Reform and Consumer ...
A Symptom of a Broader Issue: Politics vs. Constitutional Law in 'CFPB v. CFSA' | Daily Business...
Law.com· 1 day agoOn May 16, the U.S. Supreme Court released its opinion in CFPB v. Community Financial Services...
JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 2 days agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which amended the Securities ...
Banking Agencies Re-Propose Rules on Incentive-Based Compensation
The National Law Review· 5 days agoThe Proposed Rule is designed to implement Section 956 of the Dodd-Frank Wall Street Reform and...
Wiley Consumer Protection Download (June 4, 2024) | JD Supra
JD Supra· 4 days agoSupreme Court Upholds CFPB Funding Structure as Constitutional. On May 16, the U.S. Supreme Court held that Congress may allow the CFPB to draw money from the Federal Reserve System consistent with the Constitution’s Appropriations Clause.
Supreme Court punts the NBA preemption analysis back to the Second Circuit | JD Supra
JD Supra· 5 days agoNo bright line test for preemption was articulated by the Court; instead, the Court relied on Barnett Bank and its earlier precedents dealing with National...
SEC's Private Fund Advisers Rule Struck Down by Fifth Circuit | JD Supra
JD Supra· 1 day agoThe Fifth Circuit Court of Appeals (Fifth Circuit) today issued its ruling striking down the “Private Fund Advisers Rule” (the “PFA”). The Securities and Exchange Commission (the “SEC”) worked ...
The Consumer Financial Protection Bureau ‘is here to stay’ - The Martha's Vineyard Times
The Martha's Vineyard Times· 3 days agoThe Consumer Financial Protection Bureau (CFPB) is the brainchild of Elizabeth Warren. Created in 2010, the bureau, along with several other federal agencies, have long faced ...
5th Circuit Strikes Down SEC's Private Fund Advisers Rule | National Law Journal
Law.com· 3 days agoA federal appeals court Wednesday struck down the U.S. Securities and Exchange Commission’s...