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FCA name and shame enforcement proposals challenged
Retail Banker International via Yahoo Finance· 3 days agoNaming and shaming will only get it so far – instead the FCA must implement meaningful change, argues Abdulali Jiwaji, financial litigation partner at...
FCA approves resumption of GAP insurance sales
Motor Finance via Yahoo Finance· 1 day agoThe Financial Conduct Authority (FCA) has authorised several firms to restart selling Guaranteed Asset Protection (GAP) insurance following regulatory...
Investec sets aside £30m amid FCA commission probe
Motor Finance via Yahoo Finance· 1 day agoInvestec Plc has allocated £30 million for potential compensation and other costs related to the UK's Financial Conduct Authority (FCA) investigation...
UK's Nucleus Financial Obtains Regulatory Approval For Acquisition Of Third Financial | Crowdfund...
Crowdfund Insider· 8 hours agoThird Financial is an investment platform and software provider. The acquisition enables the group...
FCA cancels Hillfield Motor Company’s regulatory permission
Motor Finance via Yahoo Finance· 4 days agoDespite multiple opportunities to comply, Hillfield Motor Company did not respond adequately,...
New UK Securitisation Framework | Regulators Publish Final Rules
The National Law Review· 5 days agoOn 30 April 2024, the FCA and the PRA published their respective policy statements (PS24/4 [1] by...
FCA Penalizes HSBC For Poor Treatment Of Customers, Fines Bank £6.28 Million | Crowdfund Insider
Crowdfund Insider· 2 days agoThe UK Financial Conduct Authority (FCA) has fined HSBC £6,280,100 for the poor treatment of its...
HSBC fined $8M by FCA for mishandling customers in default
Compliance Week· 3 days agoHSBC did not conduct affordability assessments on customers who had fallen into arrears on their...
FCA Decision Offers More Regulatory Clarity for Professional Crypto Investors | JD Supra
JD Supra· 4 days agoProfessional investors will benefit from increased exposure to cryptoassets via traditional financial instruments, though retail investors’ exposure remains limited. In the fast-paced world ...
BoE regulatory 'culture shift' could open door to new tech
The Cointelegraph· 3 days agoThe Bank of England (BoE) and the Financial Conduct Authority (FCA) are set to take on a “proactive” and flexible regulatory approach through the Digital Securities Sandbox ...
