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JD Supra: Several Regulators Re-Propose Rules to Curb Incentive Compensation at Financial...
JD Supra· 3 days ago...Securities and Exchange Commission (SEC), and Board of Governors of the Federal Reserve System (the Fed) are tasked with jointly prescribing regulations that (1) prohibit incentive-based compensation at covered financial institutions that encourages inappropriate risk-taking because it is...
As Supreme Court decisions loom, a legal assault is weakening SEC's power
Reuters· 6 days agoA legal assault on the U.S. Securities and Exchange Commission is chipping away at its powers to...
Is Your Money Really Safe In An ‘FDIC-Insured’ Fintech Account?
Forbes· 10 hours agoFour years ago, Lauren Scott was scrolling through TikTok when she saw a video from EcommJess, a...
Data Breach Notification Requirements Under the Safeguards Rule Now in Effect | JD Supra
JD Supra· 4 days agoTo the extent financial institutions were subject to breach-reporting obligations, these were set by non-GLBA legislation, such as state law, or by relatively narrow incident-reporting rules ...
A Minnesota lottery winner invested on trust. Trouble followed.
Minneapolis-St. Paul Star Tribune· 3 days agoPaul Rosenau bought a winning lottery ticket five years to the day his beloved granddaughter died....
Crypto Titans’ $160 Million War Chest Threatens Senate Democrats
Bloomberg via Yahoo News· 3 days ago(Bloomberg) -- Crypto billionaires and their allies have amassed a $160 million war chest to protect...
Biden nominates 2 CFTC commissioners to new posts, renominates SEC commissioner
Pensions & Investments· 3 days agoGoldsmith Romero previously served for 12 years at the Treasury Department, including for a decade as the special inspector general for the Troubled Asset Relief Program, and worked six years ...
'Privacy nightmare': 19 states fight SEC's investor tracker
Fox News via Yahoo News· 5 days agoTwenty-three officials are sending a letter to Speaker Mike Johnson, calling for him to send the...
Crypto Companies Sunak Tried to Woo Now Look to Starmer
Bloomberg via Yahoo News· 5 days agoMost Read from BloombergUS Inflation Broadly Cools in Encouraging Sign for Fed OfficialsHunter Biden...
Norton Rose Recuits 12-lawyer Team From Bryan Cave
LawFuel· 4 days agoThe legal team includes four partners, being Jeff Kalinowski, Eric Martin and Jeff Ziesman in St. Louis and Laura Perlov in Denver and they are joined by two senior counsel, two counsel and four associates.