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Biden team's tightrope: Reining in rogue Obamacare agents without slowing enrollment
Medical Xpress· 5 days agoPresident Joe Biden counts among his accomplishments the record-high number of people, more than 21 million, who enrolled in Obamacare plans this year. Behind the scenes, however, federal < ...
Several Regulators Re-Propose Rules to Curb Incentive Compensation at Financial Institutions | JD...
JD Supra· 4 days ago...Securities and Exchange Commission (SEC), and Board of Governors of the Federal Reserve System (the Fed) are tasked with jointly prescribing regulations that (1) prohibit incentive-based compensation at covered financial institutions that encourages inappropriate risk-taking because it is...
US SEC updates customer data hacking rules for Wall Street
Reuters via AOL· 2 days agoSecurities and Exchange Commission, apply to rules first adopted in 2000. "Over the last 24 years,...
It is dangerously easy to hack the world’s phones
The Economist· 1 day agoKevin Briggs, an official at America’s Cybersecurity and Infrastructure Security Agency, told the Federal Communications Commission (FCC), a regulator, ...
Broker Dealer Regulatory Digest - May 2024 | JD Supra
JD Supra· 2 days agoSecurities and Exchange Commission. Fraud. On May 3, 2024, SEC sanctioned an audit firm for "deliberate and systemic failures" to comply with Public...
Reg S-P Requires Advisers to Inform Customers of Data Breaches | PLANADVISER
PLANADVISER· 1 day agoThe rule will require broker/dealers, registered advisers, investment companies and transfer agents to develop policies to protect customer data and to inform affected customers ...
Robert Pommer
The National Law Review· 1 day agoRobert Pommer Attorney at Proskauer Washington DC office. Bob specializes in securities enforcement law compliance internal investigations and SEC related issues. Bo
House Republicans advance series of SEC reform bills in committee
Pensions & Investments· 1 day agoRepublicans on the House Financial Services Committee late on May 16 advanced a series of bills aimed at reforming the Securities and Exchange Commission. In a 27-22 vote along party lines, ...
JD Supra: The Focus of Federal Proposals on Pharmacy Benefit Management – 118th Congress
JD Supra· 3 days agoOver the past several years, legislators across the country have focused their attention on Pharmacy Benefit Managers (PBMs) due to concerns expressed over a variety of industry...
SEC Filing Hits Back at Coinbase 'Power Grab' Accusations - Decrypt
Decrypt· 5 days agoIn a new filing, the U.S. Securities and Exchange Commission (SEC) has asked the court to reject...
