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Department of Labor Releases New ERISA Fiduciary Rule | JD Supra
JD Supra· 16 hours agoAdditionally, the DOL released final amendments to several prohibited transaction class exemptions (PTEs) available to investment advice fiduciaries, which, together with the Final ...
Are You a Fiduciary? The New Definition of an Investment Advice Fiduciary | JD Supra
JD Supra· 2 days agoOn April 25, 2024, the United States Department of Labor (USDOL) issued a final rule, the “Retirement Security Rule,” that significantly alters the definition ...
DOL's new fiduciary rule – and its unexpected impact on HSAs
BenefitsPRO· 2 days agoMuch has been said about the Department of Labor's controversial new Fiduciary Rule, which has been...
New SEC Guidance on Marketing Rule: Ensuring Compliance in Advertisement and Marketing Material for...
The National Law Review· 5 hours agoThe US Securities and Exchange Commission (SEC) recently released two new sources of guidance for...
Mid-Year Enforcement Update: SEC’s Continued Focus on Private Funds in 2024
The National Law Review· 10 hours agoAs 2024 continues, we expect to see more scrutiny of private fund managers in the SEC’s longstanding...
What Advisers Need to Know Now About Giving Rollover Advice after September 23, 2024 | JD Supra
JD Supra· 5 days agoOn April 25, 2024, the Department Of Labor (DOL) published its latest attempt to update the definition of an investment advice fiduciary, the Retirement Security ...
JD Supra: Several Regulators Re-Propose Rules to Curb Incentive Compensation at Financial...
JD Supra· 50 minutes agoOn May 6, the Federal Deposit Insurance Corporation (FDIC), Office of the Comptroller of the Currency (OCC), and Federal Housing Finance Agency (FHFA) issued a notice of proposed rulemaking ...
I Waited Until the Last Minute to Take My First RMD. Will It Affect the Next One?
SmartAsset via Yahoo Finance· 4 hours agoUnlike most personal finance questions, the answer to this one is short and simple: yes, waiting...
Elon Musk wins Tesla shareholder battle to keep his record-breaking pay
Yahoo Finance· 1 day agoComizio said shareholders might claim that the process leading to Thursday's vote suffered from the...
District Court Denies Motion to Dismiss Forfeiture Complaint | JD Supra
JD Supra· 16 hours agoIn December, we suggested, contrary to popular opinion, that serious attention should be given to the filing of several class action lawsuits alleging that plan fiduciaries violated ERISA by ...