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JD Supra: The New Retirement Security Rule: Updated Fiduciary Definition under ERISA
JD Supra· 6 hours agoDepartment of Labor (the “DOL”) promulgated a final rule, titled the “Retirement Security Rule” (the “Final Rule”), updating the definition ...
Department of Labor Releases New ERISA Fiduciary Rule | JD Supra
JD Supra· 22 hours agoAdditionally, the DOL released final amendments to several prohibited transaction class exemptions (PTEs) available to investment advice fiduciaries, which, together with the Final ...
Are You a Fiduciary? The New Definition of an Investment Advice Fiduciary | JD Supra
JD Supra· 2 days agoOn April 25, 2024, the United States Department of Labor (USDOL) issued a final rule, the “Retirement Security Rule,” that significantly alters the definition ...
DOL's new fiduciary rule – and its unexpected impact on HSAs
BenefitsPRO· 3 days agoMuch has been said about the Department of Labor's controversial new Fiduciary Rule, which has been...
New SEC Guidance on Marketing Rule: Ensuring Compliance in Advertisement and Marketing Material for...
The National Law Review· 12 hours agoThe US Securities and Exchange Commission (SEC) recently released two new sources of guidance for...
What Advisers Need to Know Now About Giving Rollover Advice after September 23, 2024 | JD Supra
JD Supra· 5 days agoOn April 25, 2024, the Department Of Labor (DOL) published its latest attempt to update the definition of an investment advice fiduciary, the Retirement Security ...
Mid-Year Enforcement Update: SEC’s Continued Focus on Private Funds in 2024
The National Law Review· 16 hours agoAs 2024 continues, we expect to see more scrutiny of private fund managers in the SEC’s longstanding...
The SEC’s Final Climate Rules in Limbo: Practical Considerations for Boards and Management Teams |...
JD Supra· 2 days agoAfter years of threatening to do so, and a vigorous comment period exercise, the Securities and Exchange Commission recently adopted climate-related disclosure rules. Litigation against the ...
I Waited Until the Last Minute to Take My First RMD. Will It Affect the Next One?
SmartAsset via Yahoo Finance· 10 hours agoUnlike most personal finance questions, the answer to this one is short and simple: yes, waiting...
The NVCA Revises Its Model Documents to Address Holding in West Palm Beach Firefighters’ Pension...
JD Supra· 2 days agoThe Delaware Court of Chancery in Moelis ruled that certain provisions in a shareholders agreement undermined the fiduciary duties of the board of directors and were therefore ...