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FINRA Arbitration and Mediation: A Compelling Case for Doing Both | JD Supra
JD Supra· 6 days agoThe Financial Industries Regulatory Authority (FINRA) has created a parallel universe for handling disputes outside of the regular court system. It’s a bit like a sci-fi heroine finding herself ...
There’s a New Reality to How the Stock Market Operates
Slate via Yahoo Finance· 1 day agoThe stock got as high as $47 on Monday morning, and now, for old time’s sake, the financial industry...
US financial industry to explore sharing ledger technology for multiasset transactions
The Forex Market· 7 days agoMajor U.S. financial industry companies are teaming up to explore sharing ledger technology. The New...
FINRA Releases Long-Anticipated Guidance on New Work-From-Home Exemption Ahead of Impending COVID-19...
JD Supra· 6 days agoFINRA’s guidance sheds further light on the new rule, which will permit firms to elect “non-branch” designation for a private residence where an associated person conducts specified supervisory ...
Fintica AI and Spark Systems of Singapore Form Strategic Partnership
FOX 59 Indianapolis· 7 days agoFintica AI Ltd, a leading provider of next-generation AI for thefinancial industry, and Spark...
Is Robinhood's New Secret Weapon Good as Gold?
Motley Fool via Yahoo Finance· 2 days agoSo far this year, shares in Robinhood have soared 27% -- roughly triple the gain in the S&P 500. Is this because Robinhood offers the best quality...
Customer who filed complaint against TD Bank refuses to sign gag order to get compensation
CBC via Yahoo News· 2 days agoGuanghu Cui was poring over his TD Bank statements in March, preparing to pay taxes for his small...
Burford Capital First Quarter 2024 Earnings: US$0.14 loss per share (vs US$1.19 profit in 1Q 2023)
Simply Wall St. via Yahoo Finance· 19 hours agoThe company's shares are down 6.6% from a week ago. Risk Analysis You should always think about...
New release reveals the pulse of China's financial world
FOX 23 News Albany· 2 days agoThe 2023 Almanac of China's Finance and Banking (ACFB) has recently been published. As the earliest...
Mary Dunbar on Financial Industry Regulatory Authority (FINRA) | JD Supra
JD Supra· 17 hours agoJD Supra is a legal publishing service that connects experts and their content with broader audiences of professionals, journalists and associations. This Privacy Policy describes how JD Supra ...