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What is FINRA and what does it do?
Bankrate via AOL· 5 hours agoFINRA SEC Type of organization Self-regulatory Governmental entity Focus Regulation of brokers and firms within the brokerage industry
UMB Financial's (UMBF) Arm to Sell Broker-Dealer Business
Zacks via Yahoo Finance· 6 days agoThis transaction will allow UMB...quarter of 2024. ACA Group is the leading governance, risk and...
Crypto’s Latest Privacy Battle
CoinDesk via Yahoo Finance· 7 hours agoSEC registered broker-dealers, exchanges and alternative trading systems now have to collect and report trade information related to every U.S. trade as...
ACA to Acquire the Broker-Dealer Distribution Business from UMB Fund Services - Traders Magazine
Traders Magazine· 6 days agoACA Group (ACA), a provider of governance, risk, and compliance solutions to clients in the ...
Interactive Brokers Group, Inc. (IBKR) Rises Higher Than Market: Key Facts
Zacks via Yahoo Finance· 2 days agoFrom a valuation perspective, Interactive Brokers Group, Inc. is currently exchanging hands at a...
FINRA's New Home Office Rules Are Causing Headaches for BDs | ThinkAdvisor
ThinkAdvisor· 6 days agoThe Financial Industry Regulatory Authority’s new Residential Supervisory Location rule, which takes...
Deutsche Bank and Bitpanda Launch Real-Time Payments for Digital Asset Trading
PYMNTS.com· 1 day agoDeutsche Bank and cryptocurrency broker Bitpanda have formed an expanded partnership in which the...
Here's How to Find Great Cheap Stocks Under $10 to Buy in June
Zacks via Yahoo Finance· 1 day agoAlong with the cheap price tags, the stocks we learn how to search for earn strong Zacks Ranks,...
Industry leaders launch TOPIKOS, a spirit and beverage company that offers route-to-market solutions...
Digital Journal· 1 day ago(TOPIKOS) is a Canadian-owned beverage-alcohol distributor and broker company. TOPIKOS brings industry expertise to both world-class and emerging brands ...
Who is Keith Gill, the "Roaring Kitty" pumping up GameStop shares?
CBS News via Yahoo Finance· 1 day agoCost-cutting measures also helped the retailer conserve cash and gave it more time to find new ways...