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JD Supra: Several Regulators Re-Propose Rules to Curb Incentive Compensation at Financial...
JD Supra· 60 minutes ago...Association (NCUA), Securities and Exchange Commission (SEC), and Board of Governors of the Federal Reserve System (the Fed) are tasked with jointly prescribing regulations that (1) prohibit incentive-based compensation at covered financial institutions that encourages inappropriate risk-taking...
Financial regulators have ‘insufficiently’ addressed hedge funds’ use of AI, report says
FedScoop· 13 hours agoFederal financial regulators are playing catch-up in their oversight of how hedge funds are using...
Democrats call on US financial regulators to do more on climate
The Hill via Yahoo News· 8 hours agoNineteen Democrats and one independent are calling on U.S. financial regulators to do more to...
London Stock Exchange boss Julia Hoggett among business leaders honoured
PA Media: Money via Yahoo Finance· 1 hour agoMs Hoggett, the daughter of celebrated judge Baroness Hale, took over at the financial markets firm...
Your ‘Independent’ Advisor Now Works for Private Equity. What It Could Mean for Your Portfolio.
Barrons.com· 6 hours agoThat sparked a legal dispute over the terms. ”Clients deserve customization,” he adds. ”They are...
Pennon’s £380m SES Water takeover gets green light after competition probe
PA Media: Money via Yahoo Finance· 9 hours agoMeanwhile, across the industry, hikes in bills and swelling debt piles combined with continued...
Barclays Told to Review Leveraged Finance as UK Probes Industry
Bloomberg via Yahoo Finance· 14 hours ago(Bloomberg) -- UK regulators have ordered Barclays Plc to review its leveraged finance business as...
State regulators identify wildfire neighborhoods targeted for insurance relief
LA Times via AOL· 2 days agoInsurance Commissioner Ricardo Lara announced new regulations Wednesday to prod insurers to offer...
Financial Services Roundup: Market Talk
The Wall Street Journal· 1 hour agoGain insight on U.S. commercial mortgage-backed securities delinquencies, home sales, R1 RCM, KKR and more in the latest Market Talks covering Financial...
Biden’s FDIC pick is a Wall Street cop (who talks like a cop)
Politico· 11 hours agoShe’s been critical of regulatory settlements that allow firms and their executives to “neither admit nor deny” wrongdoing and told Declan ...results.” Her thoughts on the ...
