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Thomas B. Connolly: LLCs have new rules and a deadline to avoid penalties
New Hampshire Union Leader· 1 day agoLIMITED LIABILITY companies (LLCs) are a popular choice for business formation due to their...
Request for Comments on FinCEN and SEC rule on CIP | JD Supra
JD Supra· 5 days agoThe Securities and Exchange Commission (“SEC”) and the Financial Crimes Enforcement Network (“FinCEN”) of the Department of Treasury issued a joint notice of proposed rulemaking ...
Will FinCen’s Customer Identification Program Burden Banks and Consumers?
PYMNTS.com· 4 days agoThe Financial Crimes Enforcement Network (FinCEN) began seeking commentary March 28 on new rules...
JD Supra: OFAC Signals Willingness to Use FinCEN Whistleblower Incentive Program for Sanctions...
JD Supra· 2 days agoBoth reference the Financial Crimes Enforcement Network's (FinCEN) whistleblower program, signaling OFAC’s willingness to rely on whistleblowers as another source to initiate ...
JD Supra: Reporting Rules for the Corporate Transparency Act Continue to Evolve
JD Supra· 4 days agoReporting rules for The Corporate Transparency Act (“CTA”) took effect on January 1, 2024. The new rules require certain business entities (like some corporations, partnerships and LLCs), each ...
SEC and FinCEN Propose Rule Requiring Investment Advisers to Enact Customer Identification Programs...
JD Supra· 7 days agoOn May 13, 2024, the Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN) of the U.S. Treasury Department announced a joint notice ...
Navigate the Current Uncertainty on FinCEN Matters
The National Law Review· 6 days agoAs part of our commitment to keeping clients informed about regulatory changes that may impact their business, we want to draw your attention to the...
SEC, FinCEN Propose to Mandate Customer Identification Programs for Registered Investment Advisers,...
JD Supra· 7 days agoBoth SEC-registered investment advisers (RIAs) and SEC-exempt reporting...
SEC and FinCEN Propose Customer Identification Rule for Registered Investment | JD Supra
JD Supra· 6 days agoThe Securities Exchange Commission (SEC) and the U.S. Department of Treasury's Financial Crimes Enforcement Network (FinCEN) issued a proposed rule on May 13, 2024 (Proposed ...
JD Supra: Llcs and Small Business Owners: Be Sure to File Beneficial Ownership Information Report to...
JD Supra· 6 days agoJanuary 1, 2024 ushered in a new regulatory scheme for small business owners across the United States with the Corporate Transparency Act (CTA). The CTA seeks to combat illicit activity involving ...