Search results
Ex-Houston energy company president sentenced for $5.5M in illegal kickbacks and commodities insider...
KHOU 11 Houston· 2 days agoA former energy company president is going to prison for an illegal kickback scheme involving...
Needville man sentenced to federal prison for illegal kickback and insider trading schemes
The Port Lavaca Wave· 2 days agoA 56-year-old Needville man has been ordered to federal prison for his role in an illegal kickback scheme and a commodities insider trading scheme involving natural gas futures ...
Court accepts Andy Bechtolsheim's insider trading settlement
The Register· 6 days agoA California federal court has entered a final judgment in the US Securities and Exchange...
...s Unified Front and Pursuit of Novel Legal Tactics Against Insider Trading and Corporate...
JD Supra· 5 days agoThe U.S. Securities and Exchange Commission (“SEC”) and Department of Justice (“DOJ”) have been working increasingly collaboratively to combat unlawful trading practices and hold wrongdoers ...
Feds Using Data Analytics to Turbocharge Insider Trading Enforcement | Corporate Counsel
Law.com· 7 days agoThe Department of Justice and U.S. Securities and Exchange Commission have three words for...
Allianz Asset Management GmbH Has $1.56 Million Stock Position in TransUnion (NYSE:TRU)
ETF DAILY NEWS· 5 hours agoAllianz Asset Management GmbH lowered its stake in TransUnion (NYSE:TRU – Free Report) by 15.2% during the fourth quarter, according to the company in its most recent filing with the SEC. The ...
SEC Chair Gary Gensler Fields Questions On AI, 'Roaring Kitty' And Congressional Trading:...
Benzinga· 5 days ago“We’re taking human decision-making and more and more putting it in the box, in the algorithms, so...
Keith Gill’s GameStop Trades Pose Conundrum for Market Cops
The Wall Street Journal· 4 days agoThe SEC has a history of successfully prosecuting fraud cases in pump-and-dump schemes, in which the...
A Guide to Whistleblowing Under the Sarbanes-Oxley Act (SOX) | JD Supra
JD Supra· 6 days agoIt was passed in the aftermath of several huge corporate scandals, chief among them the accounting fraud incident at Enron. It supplements other existing securities laws for ...
11 crypto exchanges in Hong Kong ‘deemed to be licensed’, paving way for approvals
South China Morning Post· 7 days agoCrypto.com is the only exchange in the top 20 by 24-hour trading volume, as measured by CoinGecko,...