Search results
SEC.gov | Sanjay Bhandari, Vinod Singhi, Rakesh Jain
U.S. Securities and Exchange Commission· 10 hours agoThe Securities and Exchange Commission filed insider trading charges today against Sanjay Bhandari, Vinod Singhi, ...
Pfizer wants the $75 mln left from SAC Capital’s insider trading settlement with SEC
Reuters· 8 hours agoSecurities and Exchange Commission’s $600 million settlement with now-shuttered hedge fund SAC...
JPMorgan Limits Exposure to Segantii Amid Insider-Trading Case
Bloomberg via Yahoo Finance· 30 minutes ago(Bloomberg) -- JPMorgan Chase & Co. is limiting dealings with Simon Sadler’s Segantii Capital...
Robinhood Shares Response To Receipt Of Wells Notice From The US Securities And Exchange Commission...
Crowdfund Insider· 15 hours agoRobinhood Markets, Inc. (NASDAQ:HOOD) announced that it had received a Wells Notice from the US...
Ollie's Bargain Outlet CFO sells shares worth $13,600 By Investing.com
Investing.com· 5 hours agoThe sale took place on May 6, 2024, and was executed under a trading plan which Helm had previously...
SEC Chair Gensler dodges Trump Media campaign finance questions
CNBC· 10 hours agoSecurities and Exchange Commission Chair Gary Gensler on Tuesday refused to comment on speculation...
Microsoft's $75B Acquisition of Activision Cleared of Insider Trading Concerns by SEC
Benzinga via AOL· 5 days agoThe Securities and Exchange Commission (SEC) and the Justice Department investigated these options...
Los Angeles Capital Management LLC Boosts Position in Genco Shipping & Trading Limited (NYSE:GNK)
ETF DAILY NEWS· 21 hours agoThe institutional investor owned 132,189 shares of the shipping company’s stock after acquiring an additional 109... & Trading worth $2,193,000 at the end of the most recent reporting period ...
A Handbook for SEC Whistleblowers | JD Supra
JD Supra· 21 hours agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which ...
Wall Street Seizes Opportunity to Gut SEC Trading Surveillance
Bloomberg via Yahoo Finance· 5 days ago(Bloomberg) -- After 14 years of debate, the Securities and Exchange Commission is in the final...