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Ex-Houston energy company president sentenced for $5.5M in illegal kickbacks and commodities insider...
KHOU 11 Houston· 13 hours agoA former energy company president is going to prison for an illegal kickback scheme involving...
Feds Using Data Analytics to Turbocharge Insider Trading Enforcement | Corporate Counsel
Law.com· 5 days agoThe Department of Justice and U.S. Securities and Exchange Commission have three words for...
Court accepts Andy Bechtolsheim's insider trading settlement
The Register· 5 days agoA California federal court has entered a final judgment in the US Securities and Exchange...
SEC Chair Gary Gensler Fields Questions On AI, 'Roaring Kitty' And Congressional Trading:...
Benzinga· 3 days ago“We’re taking human decision-making and more and more putting it in the box, in the algorithms, so...
...s Unified Front and Pursuit of Novel Legal Tactics Against Insider Trading and Corporate...
JD Supra· 3 days agoThe U.S. Securities and Exchange Commission (“SEC”) and Department of Justice (“DOJ”) have been working increasingly collaboratively to combat unlawful trading practices and hold wrongdoers ...
A Guide to Whistleblowing Under the Sarbanes-Oxley Act (SOX) | JD Supra
JD Supra· 4 days agoIt was passed in the aftermath of several huge corporate scandals, chief among them the accounting fraud incident at Enron. It supplements other existing securities laws for ...
Keith Gill’s GameStop Trades Pose Conundrum for Market Cops
The Wall Street Journal· 2 days agoThe SEC has a history of successfully prosecuting fraud cases in pump-and-dump schemes, in which the...
Eric J. Beste
The National Law Review· 5 days agoEric an attorney with Barnes & Thornburg in San Diego who focuses his practice on white collar criminal defense, internal investigations and compliance matters, and
JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 2 days agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which amended the Securities Exchange Act to include a whistleblower ...
Elisha J. Kobre
The National Law Review· 5 days agoElisha Kobre, a highly experienced former federal prosecutor, is a partner in the firm’s Government Enforcement and Investigations and Litigation practice groups. Elisha has particular experience ...
