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Relief for Non-U.S. Investment Advisers: SEC Clarifies the Extraterritorial Limits of the New...
The National Law Review· 3 hours agoOn August 23, 2023, the U.S. Securities and Exchange Commission (“SEC”) adopted its highly...
Piper Sandler agrees to buy smaller rival Aviditi Advisors
WSAU Wausau· 39 minutes ago(Reuters) - Investment banking firm Piper Sandler said on Thursday, it had agreed to buy smaller rival Aviditi Advisors, helping it expand in the lucrative ...
Keith 'Roaring Kitty' Gill posts $586 million GameStop (GME) portfolio screenshot in new YOLO update
Shacknews· 2 hours agoGameStop investor Keith 'Roaring Kitty' has disclosed the value of his portfolio on the r/Supestonk...
Fifth Circuit Vacates the Private Fund Advisers Rules in their Entirety | JD Supra
JD Supra· 16 hours agoIn adopting the Final Rule, the SEC relied on its antifraud rulemaking authority found in section 206(4) of the Investment Advisers Act of 1940, as amended (the “Advisers ...
Ask an Advisor: How Much Does My Risk Tolerance Matter Compared to an Advisor's Proven Strategy?
SmartAsset via AOL· 12 hours ago-Chris This question sets up a false dichotomy. These risk-related investing considerations are not...
Fifth Circuit Strikes Down Private Fund Adviser Rules
The National Law Review· 3 hours agoThe SEC had adopted the Private Fund Adviser Rules in an attempt to address what it identified as...
Private Funds Rules Vacated
The National Law Review· 4 hours agoOn June 5, 2024, the United States Court of Appeals for the Fifth Circuit (the “Court”) vacated the entire set of new Investment Advisers Act of 1940...
5th Circuit Strikes Down SEC's Private Fund Advisers Rule | National Law Journal
Law.com· 1 day agoA federal appeals court Wednesday struck down the U.S. Securities and Exchange Commission’s...
JD Supra: Proskauer's Hedge Start: When Is SEC Registration Necessary?
JD Supra· 7 hours agoAn initial question faced by any manager launching a hedge fund is whether or not registration as an investment adviser with the U.S. Secutiries and Exchange Commission (SEC ...
Learn More About James Bell CFA in Fayetteville, AR.
US News & World Report· 4 hours agoJames Bell is a financial advisor in Fayetteville, AR, and have earned their CFA. This professional credential is issued by the CFA Institute, and...
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