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Ohio Joins $22.5M Multistate Settlement Against Crypto Lender Nexo
CoinDesk via Yahoo Finance· 1 year agoThe North American Securities Administrators Association and the U.S. Securities Exchange Commission...
Artificial Intelligence (AI) and Investment Fraud
Motley Fool via Yahoo Finance· 5 months agoThe Securities and Exchange Commission (SEC) Office of Investor Education and Advocacy, the North American Securities Administrators Association (NASAA),...
Investor Alert: Self-Directed IRAs and the Risk of Fraud
Financial Industry Regulatory Authority via Yahoo Finance· 1 year agoThe SEC’s Office of Investor Education and Advocacy, the North American Securities Administrators...
Settlement: Oregon to see $420,000
The World, Coos Bay, Ore. via Yahoo News· 1 year agoMar. 8—The North American Securities Administrators Association (NASAA) and the U.S. Securities and Exchange Commission (SEC) has announced a settlement with Nexo Capital, Inc. (Nexo) as related ...
U.S. State Regulators Intervene in Coinbase’s Unregistered Securities Case
CoinDesk via Yahoo Finance· 8 months agoCoinbase is fighting a potentially existential case from federal regulators who argue it operated an...
Nexo Settles with SEC, Will Pay $45 Million and Kill Crypto Lending Product
Decrypt Media via Yahoo Finance· 1 year agoIt has been a tough week for Nexo Capital. On Sunday, Bulgarian authorities said they have evidence...
Does Bitcoin Belong in Your Retirement Portfolio?
Motley Fool· 1 year agoAfter U.S. lawmakers reintroduced the Financial Freedom Act in mid-February, there is fresh debate about the role crypto should play in retirement plans....
How to become a financial advisor
Bankrate via Yahoo Finance· 8 months agoFinancial advisors can enjoy rewarding careers where they work with clients to develop plans around their financial goals. Some advisors work for large...
Broker expungement? Costs and difficulty set to rise this fall
Financial Planning via Yahoo Finance· 10 months agoBrokers who are planning to ask for the removal of old customer complaints from their official...
Investor Bulletin: 10 Things to Ask Before Buying Physical Gold, Silver, or Other Metals
Motley Fool via Yahoo Finance· 3 months agoThe Commodities Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority...
