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100 years ago, US citizenship for Native Americans came without voting rights in swing states
Associated Press· 1 hour agoIt’s been a century now since an act of Congress granted citizenship to Native Americans, but...
Small Business - Picayune Item | Picayune Item
The Picayune Item· 38 minutes agoAn additional 19 patients have been enrolled since January 2024 bringing the total to 37 of whom 25 were evaluable for efficacySYS6002 (CRB-701) demonstrated 44% ORR and 78% DCR in mUC and 43% ORR and 86% DCR in cervical cancer to date at doses
Fund Sponsors and Placement Agents – Navigating Broker-Dealer Issues | JD Supra
JD Supra· 3 days agoFund sponsors often engage investment banking or placement firms to help raise capital or generate deal flow for their funds. Many sponsors and advisors are unaware that these activities can ...
Aptose Announces $4.43 Million Registered Direct Offering Priced At-the-Market Under Nasdaq Rules
Digital Journal· 1 day ago...333-267801), including a base prospectus, initially filed with the Securities and Exchange Commission (“SEC”) on October 11, 2022, and declared effective...prospectus supplement and an accompanying base prospectus relating to, and describing the terms of, the registered direct offering will be...
SEC.gov | SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False...
U.S. Securities and Exchange Commission· 3 days agoThe Securities and Exchange Commission today instituted settled proceedings against formerly registered investment adviser Mass Ave Global Inc. (MassAve ...
SEC Final Rules and the Impact on Canadian Advisers | JD Supra
JD Supra· 5 days agoThe Securities and Exchange Commission (the SEC) adopted new and somewhat controversial rules and rule...Rules) under the U.S. Investment Advisers Act of ...
JD Supra: Top Tips for Updating Your 2024 Compliance Program
JD Supra· 3 days agoEvery year compliance officers face the unenviable job of performing their compliance program's...
SEC Expands Security and Breach Notification Requirements for Investment Firms | JD Supra
JD Supra· 1 day agoOn May 16, 2024, the U.S. Securities and Exchange Commission (SEC) announced that it had adopted final amendments to its Regulation S-P (the ...consumers when their information ...
Final Amendments to Regulation S-P under Securities Exchange Act of 1934 | JD Supra
JD Supra· 5 days agoOn May 15, 2024, the Securities and Exchange Commission (the “SEC”) issued final amendments (the “Amendments”) to Regulation S-P (originally adopted in 2000), which governs ...
SEC Adopts Amendments to Regulation S-P That Require Reporting Breaches of "Sensitive Customer...
JD Supra· 4 days agoOn May 15, the Securities and Exchange Commission adopted amendments to Regulation S-P, which covers broker-dealers, registered investment advisors (RIAs ...
