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Russia orders Frenchman held in 'foreign agent' case
AFP via Yahoo News· 3 hours agoA Moscow court on Friday ordered a French citizen accused of gathering Russian military information to be held in pre-trial detention, in the latest case...
What is FINRA and what does it do?
Bankrate via AOL· 2 days agoBottom line FINRA is a key player in the financial regulatory space. Brokers and brokerage firms must be FINRA registered. It has a broad range of...
There’s a new Hatch Act and whistleblower retaliation sheriff in town
Federal News Network· 5 hours agoTom Temin And you are replacing the redoubtable Henry Kerner who has moved on to the Merit Systems...
Fifth Circuit Rules SEC Exceeded Its Authority in Adopting Private Fund Advisers Rule
The National Law Review· 8 hours agoFifth Circuit Court of Appeals ruled that the Securities and Exchange Commission exceeded its statutory authority in adopting the so-called “Private Fund Advisers Rule...making ...
Robinhood Agrees To Buy Bitstamp For $200 Million, Signaling Intent To Challenge Binance, Coinbase
Inside Bitcoins· 9 hours agoRobinhood Markets agreed to buy crypto exchange Bitstamp for about $200 million in cash as the...
A Guide to Whistleblowing Under the Sarbanes-Oxley Act (SOX) | JD Supra
JD Supra· 4 days agoIt was passed in the aftermath of several huge corporate scandals, chief among them the accounting fraud incident at Enron. It supplements other existing securities laws for publicly traded ...
Were Roaring Kitty’s GameStop posts illegal? A former SEC lawyer explains the recent scrutiny.
MarketWatch via Yahoo Finance· 2 days agoGill didn’t face any criminal penalties, but his employer, MassMutual, was fined $4.75 million for...
Proxy Vote Reporting: Considerations for Institutional Investment Managers as the Form N-PX Filing...
JD Supra· 4 days agoNew Rule 14Ad-1 under the Exchange Act – which becomes effective on July 1, 2024 – will require institutional investment managers subject to the reporting ...
Flex LNG - Ex Date Q1 2024
FOX 16 Little Rock· 19 hours agoThe shares in Flex LNG Ltd. (Ticker: FLNG) traded on Oslo Stock Exchange ("OSE") and registered with Euronext Securities Oslo will trade ex dividend of...
Relief for Non-U.S. Investment Advisers: SEC Clarifies the Extraterritorial Limits of the New...
The National Law Review· 1 day agoOn August 23, 2023, the U.S. Securities and Exchange Commission (“SEC”) adopted its highly...
