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Fifth Circuit Vacates the Private Fund Advisers Rules in their Entirety | JD Supra
JD Supra· 12 hours ago... for the Fifth Circuit (the “Fifth Circuit”) vacated the Securities and Exchange Commission’s (the “SEC”) final rule1 regarding the regulation of private fund advisers (the “Final Rule...the SEC relied on its antifraud rulemaking authority found in section 206(4) of the Investment Advisers Act of...
5th Circuit Strikes Down SEC's Private Fund Advisers Rule | National Law Journal
Law.com· 1 day agoA federal appeals court Wednesday struck down the U.S. Securities and Exchange Commission’s...
JD Supra: Proskauer's Hedge Start: When Is SEC Registration Necessary?
JD Supra· 3 hours agoSecutiries and Exchange Commission (SEC) under the Investment Advisers Act of 1940, as amended (Advisers Act), will be required. In general ...
What is FINRA and what does it do?
Bankrate via Yahoo Finance· 22 hours agoBottom line FINRA is a key player in the financial regulatory space. Brokers and brokerage firms must be FINRA registered. It has a broad range of...
JD Supra: Maine enacts new money transmission law in line with the Money Transmission Modernization ...
JD Supra· 3 hours agoOn April 22, the Governor of Maine signed into law LD 2112 (the “Act”) which will codify a new law titled the “Maine Money Transmission Modernization Act
He taught at MIT, worked at Morgan Stanley, and convinced Bill Ackman and Galaxy to back his $200...
Fortune via AOL· 7 hours agoBut other internal documents viewed by Fortune tell a different story. ...say the structure appears...
Camber Expands Its Retail Investor Reach
Digital Journal· 1 day agoBy providing its ~20 million registered users with direct access to corporate updates, feeds, analyses, charts & live presentations, and combining it with the ability to buy ...
CFTC Charges Unregistered Commodity Pool Operator and Its Owner with Futures Fraud and...
CFTC.gov· 12 hours agoCFTC Charges Unregistered Commodity Pool Operator and Its Owner with Futures Fraud and...
Criminalizing the Internet – Websites as ‘Trap and Trace Devices’ Under CIPA
The National Law Review· 2 hours agoHere, as with previous CIPA lawsuits, the plaintiffs claim that the use of online tracking...
U.S. Appeals Court Vacates SEC Private Fund Adviser Rule
The National Law Review· 3 hours agoGo-To Guide: