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Broker Dealer Regulatory Digest - May 2024 - 2 | JD Supra
JD Supra· 4 hours agoOn May 13, 2024, SEC and FinCEN proposed a rule designed to make it more difficult for criminal actors to establish customer relationships with investment advisers. The rule would require certain ...
International Petroleum Corporation Announces Results of Normal Course Issuer Bid and Updated Share...
Digital Journal· 6 hours ago...December 1, 2023, is being implemented in accordance with the Market Abuse Regulation (EU) No 596/2014 (MAR) and Commission Delegated Regulation (EU) No 2016/1052 (Safe Harbour Regulation) and the applicable rules and policies of the Toronto Stock Exchange (TSX) and Nasdaq Stockholm and...
A Good Fit for Crypto? The House Passes FIT21 | JD Supra
JD Supra· 4 days agoFIT21 would make sweeping changes to the regulation of crypto assets, markets, and market participants. It would allocate jurisdiction over such assets, venues and entities ...
US House of Representatives Passes Financial Innovation and Technology for the 21st Century Act | JD...
JD Supra· 2 days agoFIT21 would provide regulatory certainty for the US digital asset ecosystem, balancing support for innovation with consumer protection. FIT21 would create a regulatory regime for the digital ...
The U.S. Financial Innovation and Technology Act: Initial Overview
Forbes· 3 days agoOn May 22, 2024, the U.S. House of Representatives passed H.R. 4763, the "Financial Innovation and...
JD Supra: Broker Dealer Regulatory Digest
JD Supra· 5 hours agoThe following newsletter provides a roundup summarizing enforcement actions, guidance, rulemakings, and other public statements taken by a federal and/or state financial services regulatory ...
DXC Technology Company Settles Sanctions and Export Control Violations | JD Supra
JD Supra· 16 hours agoSecurities and Exchange Commission (“SEC”) indicating that previously-disclosed proceedings involving both the U.S. Department of Commerce’s Bureau of Industry and Security ...
Bitcoin boosters fear crypto world is getting ‘rug pulled’ by Congress
Market Watch· 2 days agoMarkets continue to digest one of the most eventful weeks in crypto policymaking history, after 279...
SEC Has 'Implicitly Stated' ETH Is A Commodity After Ethereum ETF Approvals: Expert
International Business Times· 4 days agoThe U.S. Securities and Exchange Commission (SEC) has now indirectly declared that Ether (ETH), the...
House Passes Landmark Crypto Bill | JD Supra
JD Supra· 2 days agoAt a high level, the measure seeks to establish a clearer division of jurisdiction between the Commodity Futures Trading Commission (CFTC) and the Securities and ...
