Yahoo Web Search

Search results

1. • Broker Dealer Regulatory Digest - May 2024 - 2 | JD Supra

     JD Supra· 43 minutes ago

     On May 13, 2024, SEC and FinCEN proposed a rule designed to make it more difficult for criminal actors to establish customer relationships with investment advisers. The rule would require certain ...

2. • International Petroleum Corporation Announces Results of Normal Course Issuer Bid and Updated Share...

     Digital Journal· 3 hours ago

     ...December 1, 2023, is being implemented in accordance with the Market Abuse Regulation (EU) No 596/2014 (MAR) and Commission Delegated Regulation (EU) No 2016/1052 (Safe Harbour Regulation) and the applicable rules and policies of the Toronto Stock Exchange (TSX) and Nasdaq Stockholm and...

3. • 

     Bitcoin boosters fear crypto world is getting ‘rug pulled’ by Congress

     Market Watch· 2 days ago

     Markets continue to digest one of the most eventful weeks in crypto policymaking history, after 279...

4. • JD Supra: Broker Dealer Regulatory Digest

     JD Supra· 2 hours ago

     The following newsletter provides a roundup summarizing enforcement actions, guidance, rulemakings, and other public statements taken by a federal and/or state financial services regulatory ...

5. • A Good Fit for Crypto? The House Passes FIT21 | JD Supra

     JD Supra· 4 days ago

     FIT21 would make sweeping changes to the regulation of crypto assets, markets, and market participants. It would allocate jurisdiction over such assets, venues and entities ...

6. • US House of Representatives Passes Financial Innovation and Technology for the 21st Century Act | JD...

     JD Supra· 2 days ago

     FIT21 would provide regulatory certainty for the US digital asset ecosystem, balancing support for innovation with consumer protection. FIT21 would create a regulatory regime for the digital ...

7. • Royal Helium Provides Update on Operations at Steveville Helium Facility - Royal Helium (OTC:RHCCF)

     Benzinga· 6 hours ago

     Royal Helium Ltd. RHC RHC RHC RHCCF ("Royal" or the "Company") is pleased to report that it has now shipped both the 10th and 11th purified helium trailers from the Steveville helium purification ...

8. • Stephen Choi

     The National Law Review· 2 hours ago

     Stephen Choi Financial Attorney Carlton Fields Law Firm. Transactional, regulatory, and compliance matters in the insurance and financial services industries

9. • ESMA call for evidence – review of the Eligible Assets Directive | JD Supra

     JD Supra· 13 hours ago

     The CfE follows the formal request from the European Commission (the "Commission") in June 2023 to provide technical advice on the review of the EAD and has the potential to form the basis for ...

10. • 

      The U.S. Financial Innovation and Technology Act: Initial Overview

      Forbes· 3 days ago

      On May 22, 2024, the U.S. House of Representatives passed H.R. 4763, the "Financial Innovation and...