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Wall Street is putting its foot down as ‘Roaring Kitty’ strikes again
CNN Business via Yahoo Finance· 18 hours agoKeith Gill, the “Roaring Kitty” meme stock investor, revealed in a Reddit post on Sunday that he had...
Massachusetts Securities Regulator Investigates Roaring Kitty Over Trading Practices As GameStop...
Inside Bitcoins· 3 days agoThe Massachusetts Securities Regulator is investigating Keith Gill, an investor known as ”Roaring...
Thailand Introduces Exclusive Bitcoin ETF for Ultra Wealthy Investors
Inside Bitcoins· 4 days agoThe Thailand Securities and Exchange Commission (SEC) has granted approval for the country’s first...
SEC Hedge Fund Fee Disclosure Rule Struck Down by U.S. Court | ThinkAdvisor
ThinkAdvisor· 3 days agoA federal appeals court struck down the U.S. Securities and Exchange Commission’s rules requiring...
Coinbase Hit With New Securities Class Action Amid Battle With SEC | The Recorder
Law.com· 1 day agoSecurities and Exchange Commission. The proposed class action, filed by Rosen Law Firm on......
Like Leveraged ETFs? SEC Panel Wants Brokerage Firms to Vet Who Can Trade Such ‘Complex Products.’
Barrons.com· 14 hours agoThe commission’s Investor Advisory Committee wants regulators to first come up with a definition for...
SEC sued by trade association for details on record-keeping probe
Reuters· 2 days agoA financial industry trade association has sued the U.S. Securities and Exchange Commission for...
SEC warns crypto exchanges: disclosures won't shield violations, lawsuits loom
TheStreet.com· 2 days agoThe top financial regulator said that it remains relentless in pursuing crypto exchanges breaking the law. This week, U.S. Securities and
Timing for US ether ETF launches depends on how fast issuers can move, SEC chair says
FOX Business· 18 hours agoSecurities and Exchange Commission's queries, Chair Gary Gensler said on ... last month approved...
US appeals court strikes down SEC private equity, hedge fund oversight rule
Reuters via Yahoo Finance· 3 days agoCourt of Appeals ruled in favor of six private equity and hedge fund groups, finding the SEC...