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Wall Street Seizes Opportunity to Gut SEC Trading Surveillance
Bloomberg via Yahoo Finance· 8 hours ago(Bloomberg) -- After 14 years of debate, the Securities and Exchange Commission is in the final...
Investors Flood Into Taiwan ETFs on AI Boom, Unnerving Some
US News & World Report· 1 hour agoThe rush into exchange-traded funds (ETFs) has changed the ownership structure of a $2 trillion dollar market that sits at a geopolitical flashpoint. Regulators< ...
Microsoft's $75B Acquisition of Activision Cleared of Insider Trading Concerns by SEC
Benzinga via Yahoo Finance· 10 hours agoSecurities regulators concluded their investigation into significant investments Barry Diller,...
Ex-DFS regulator raises $5.1 million for crypto venture fund backed by Winklevoss twins and Robert...
Fortune via AOL· 17 hours agoIn other words, his goal was for larger investors to bring XYZ onto cap tables as a regulatory...
SEC Ends Probe of Barry Diller, David Geffen Trades Before Activision-Microsoft Deal
The Wall Street Journal· 9 hours agoSecurities regulators have ended an investigation into large bets that Barry Diller, Alexander von...
US Lawmakers Push SEC for Bitcoin Options Trading Approval - EconoTimes
EconoTimes· 4 hours agoIn a bipartisan effort, US Representatives Mike Flood and Wiley Nickel have penned a letter to SEC...
Terraform claims SEC offered ‘no evidence’ for $4.7B in disgorgement
The Cointelegraph· 8 hours agoIn a supplement to Terraform’s opposition to the SEC’s motion for final judgment filed on May 1, lawyers...
New allegations surface of federal violations in LDS Church’s stock portfolio
The Salt Lake Tribune· 18 hours agoThe new assertions involve Ensign Peak Advisors, the church’s investment arm, and a period between...
SEC.gov | SEC Charges Investment Adviser Catalyst Capital Advisors LLC for Improperly Splitting...
U.S. Securities and Exchange Commission· 4 days agoThe Securities and Exchange Commission today announced settled charges against San Juan, Puerto Rico-based registered investment adviser ...
JD Supra: JP Morgan Fined $348 Million for Deficient Record-Keeping
JD Supra· 13 hours agoRegulators with the Federal Reserve and the Office of the Comptroller of the Currency (“OCC”) have fined JP Morgan Chase & Co. a combined total of $348.2 ...