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HF Foods to pay $3.9M to settle execs’ alleged fraud
Compliance Week· 3 days agoThe details: From August 2018 through 2020, the former executives misappropriated approximately $3.4 million from HF Foods through related party...
SEC.gov | Zhou Min Ni and Jian Ming “Jonathan” Ni, CPA
U.S. Securities and Exchange Commission· 1 day agoAccording to the SEC's complaint, which was filed in the U.S. District Court for the District of Columbia, Zhou Min Ni, while serving as HF Foods's CEO and Chairman, misappropriated ...
Robinhood defies the SEC by forking over $200 million for a crypto exchange
Fortune via Yahoo Finance· 3 days agoThe company has a chance to explain to regulators why it shouldn’t bring an enforcement action...
SEC.gov | Tyler Loudon
U.S. Securities and Exchange Commission· 1 day agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26013 / May 31, 2024 Securities and Exchange Commission v. Tyler Loudon, No. 4:24-cv-622 (S.D. Tex. filed Feb. 22, 2024)
Securing Integrity: The SEC and DOJ’s Unified Front and Pursuit of Novel Legal Tactics Against...
JD Supra· 5 days agoThe U.S. Securities and Exchange Commission (“SEC”) and Department of Justice (“DOJ”) have been working increasingly collaboratively to combat unlawful trading practices and ...
SEC chair Gensler says spot Etheruem ETF launch timeline depends on applicants' speed
CryptoSlate· 3 days agoSEC chair Gary Gensler said that spot Ethereum ETF launch dates depend on the speed at which issuers...
SEC.gov | Andreas Bechtolsheim
U.S. Securities and Exchange Commission· 1 day agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26014 / June 3, 2024 Securities and Exchange Commission v. Andreas Bechtolsheim, Civ. Action No. 5:24-cv-01845-PCP (N.D. Cal. filed ...
Earnings call: Designer Brands sees steady growth and strategic acquisitions
Investing.com· 5 days agoDespite a slight decline in comparable sales, the company has made significant strides in improving...
Trustco Bank EVP Curley buys $14.9k in company stock By Investing.com
Investing.com· 4 days agoThe transaction, which took place on June 4, 2024, involved the acquisition of 551 shares at a...
Robinhood acquires crypto exchange Bitstamp despite SEC lawsuit threat
TheStreet.com· 4 days agoThe deal is expected to close in early 2025, but Robinhood's crypto division is facing a warning from the SEC. California-based Robinhood, best-known for its role in the 2021 ...