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Hsbc Holdings PLC Takes $1.03 Million Position in EVe Mobility Acquisition Corp (NYSE:EVE)
ETF DAILY NEWS· 7 hours agoHsbc Holdings PLC purchased a new stake in EVe Mobility Acquisition Corp (NYSE:EVE – Free Report) during the fourth quarter, according to its most recent 13F filing with the ...
HF Foods to pay $3.9M to settle execs’ alleged fraud
Compliance Week· 3 days agoThe details: From August 2018 through 2020, the former executives misappropriated approximately $3.4 million from HF Foods through related party...
Earnings call: Oil-Dri records historic net income, acquires Ultra Pet By Investing.com
Investing.com· 2 hours agoThe company also announced the strategic acquisition of Ultra Pet Company, a move aimed at...
SEC.gov | Zhou Min Ni and Jian Ming “Jonathan” Ni, CPA
U.S. Securities and Exchange Commission· 1 day agoAccording to the SEC's complaint, which was filed in the U.S. District Court for the District of Columbia, Zhou Min Ni, while serving as HF Foods's CEO and Chairman, misappropriated ...
Robinhood defies the SEC by forking over $200 million for a crypto exchange
Fortune via Yahoo Finance· 4 days agoThe company has a chance to explain to regulators why it shouldn’t bring an enforcement action...
Securing Integrity: The SEC and DOJ’s Unified Front and Pursuit of Novel Legal Tactics Against...
JD Supra· 5 days agoThe U.S. Securities and Exchange Commission (“SEC”) and Department of Justice (“DOJ”) have been working increasingly collaboratively to combat unlawful trading practices and ...
SEC chair Gensler says spot Etheruem ETF launch timeline depends on applicants' speed
CryptoSlate· 4 days agoSEC chair Gary Gensler said that spot Ethereum ETF launch dates depend on the speed at which issuers...
Pinebridge Investments L.P. Buys New Holdings in Plymouth Industrial REIT, Inc. (NYSE:PLYM)
ETF DAILY NEWS· 5 hours agoPinebridge Investments L.P. bought a new stake in Plymouth Industrial REIT, Inc. (NYSE:PLYM – Free...
SEC.gov | Andreas Bechtolsheim
U.S. Securities and Exchange Commission· 1 day agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26014 / June 3, 2024 Securities and Exchange Commission v. Andreas Bechtolsheim, Civ. Action No. 5:24-cv-01845-PCP (N.D. Cal. filed ...
Earnings call: Designer Brands sees steady growth and strategic acquisitions
Investing.com· 5 days agoDespite a slight decline in comparable sales, the company has made significant strides in improving...