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Hsbc Holdings PLC Takes $1.03 Million Position in EVe Mobility Acquisition Corp (NYSE:EVE)
ETF DAILY NEWS· 5 hours agoHsbc Holdings PLC purchased a new stake in EVe Mobility Acquisition Corp (NYSE:EVE – Free Report) during the fourth quarter, according to its most recent 13F filing with the ...
Earnings call: Oil-Dri records historic net income, acquires Ultra Pet
Investing.com· 5 hours agoThe company also announced the strategic acquisition of Ultra Pet Company, a move aimed at...
HF Foods to pay $3.9M to settle execs’ alleged fraud
Compliance Week· 3 days agoThe details: From August 2018 through 2020, the former executives misappropriated approximately $3.4 million from HF Foods through related party...
Robinhood defies the SEC by forking over $200 million for a crypto exchange
Fortune via Yahoo Finance· 4 days agoThe company has a chance to explain to regulators why it shouldn’t bring an enforcement action...
TD Asset Management Inc Has $931,000 Stock Holdings in Cleveland-Cliffs Inc. (NYSE:CLF)
ETF DAILY NEWS· 5 hours agoThe firm owned 45,612 shares of the mining company’s stock after buying an additional 9,312 shares during the period. TD Asset Management Inc’s holdings in Cleveland-Cliffs were worth $931,000 ...
Securing Integrity: The SEC and DOJ’s Unified Front and Pursuit of Novel Legal Tactics Against...
JD Supra· 5 days agoThe U.S. Securities and Exchange Commission (“SEC”) and Department of Justice (“DOJ”) have been working increasingly collaboratively to combat unlawful trading practices and ...
SEC.gov | Tyler Loudon
U.S. Securities and Exchange Commission· 1 day agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26013 / May 31, 2024 Securities and Exchange Commission v. Tyler Loudon, No. 4:24-cv-622 (S.D. Tex. filed Feb. 22, 2024)
SEC.gov | Zhou Min Ni and Jian Ming “Jonathan” Ni, CPA
U.S. Securities and Exchange Commission· 1 day agoAccording to the SEC's complaint, which was filed in the U.S. District Court for the District of Columbia, Zhou Min Ni, while serving as HF Foods's CEO and Chairman, misappropriated ...
SEC.gov | Andreas Bechtolsheim
U.S. Securities and Exchange Commission· 1 day agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26014 / June 3, 2024 Securities and Exchange Commission v. Andreas Bechtolsheim, Civ. Action No. 5:24-cv-01845-PCP (N.D. Cal. filed ...
SEC chair Gensler says spot Etheruem ETF launch timeline depends on applicants' speed
CryptoSlate· 4 days agoSEC chair Gary Gensler said that spot Ethereum ETF launch dates depend on the speed at which issuers...