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SEC.gov | Tyler Loudon
U.S. Securities and Exchange Commission· 5 hours agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26013 / May 31, 2024 Securities and Exchange Commission v. Tyler Loudon, No. 4:24-cv-622 (S.D. Tex. filed Feb. 22, 2024)
SEC.gov | Zhou Min Ni and Jian Ming “Jonathan” Ni, CPA
U.S. Securities and Exchange Commission· 5 hours agoAccording to the SEC's complaint, which was filed in the U.S. District Court for the District of Columbia, Zhou Min Ni, while serving as HF Foods's CEO and Chairman, misappropriated ...
SEC’s Hedge Fund Rules Struck Down on Appeal. Gensler May Face More Challenges.
Barrons.com· 4 days agoChamber of Commerce has sued to prevent the SEC from requiring companies to disclose their climate...
SEC.gov | Andreas Bechtolsheim
U.S. Securities and Exchange Commission· 5 hours agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26014 / June 3, 2024 Securities and Exchange Commission v. Andreas Bechtolsheim, Civ. Action No. 5:24-cv-01845-PCP (N.D. Cal. filed ...
Former HF Foods Execs Reach SEC Settlement Amid Securities Fraud Allegations | National Law Journal
Law.com· 2 days agoZhou Min Ni, who served as the CEO or Co-CEO of HF Foods from 1997 until February 2021, and Jian...
HF Foods to pay $3.9M to settle execs’ alleged fraud
Compliance Week· 2 days agoThe settlement, announced in an administrative proceeding Thursday, follows charges the SEC levied earlier this week against former HF Foods CEO Zhou Min...
SEC to close Salt Lake office after 'gross abuse of power' in Utah crypto case
KSL Salt Lake City· 5 days ago"Companies were seized, assets were frozen and lives were upended" as a result of misconduct by SEC...
Client Alert: Takeaways from SEC v. SolarWinds Motion to Dismiss Hearing | JD Supra
JD Supra· 6 days agoThe SEC’s high-profile litigation against SolarWinds and its Chief Information Security Officer (CISO), Timothy Brown, reached a critical juncture on May 15, 2024, when the ...
Spot Ethereum ETF Trading Launch Could Be Delayed, Says SEC Chair Gary Gensler
Benzinga· 4 days agoSEC Chair Gary Gensler has signaled that the final approval of spot Ether ETH/USD exchange-traded...
JD Supra: Blockchain+ Bi-Weekly
JD Supra· 13 hours agoBig news dropped in the past few weeks, which sent shockwaves across the industry: according to a recently filed lawsuit, the SEC has classified the second largest cryptocurrency ...