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SEC sued by trade association for details on record-keeping probe
Reuters· 1 day agoThe SEC has filed administrative complaints against dozens of firms...
Wall Street is putting its foot down as ‘Roaring Kitty’ strikes again
CNN Business via Yahoo Finance· 10 hours agoKeith Gill, the “Roaring Kitty” meme stock investor, revealed in a Reddit post on Sunday that he had...
SEC sued over broker-dealer texting fines data
InvestmentNews· 1 day agoA lawsuit filed today against the SEC seeks information about how the agency has calculated billions of dollars in fines against broker-dealers for...
SEC Fund Rule Struck Down by Appeals Court For Overreach
Cryptonews· 16 hours agoA US appeals court overturned an SEC rule on fee and expense disclosure for hedge funds and equity...
Texas Football Hiring Former Big 12 Analyst as Special Assistant - Report
Sports Illustrated· 21 minutes agoThe Texas Longhorns and Steve Sarkisian are adding to the coaching staff as the program gets set for the official move to the SEC. Per reports Friday from FootballScoop.com ...
SEC to close Salt Lake office after ‘gross abuse of power’ in Utah crypto case
Deseret News via Yahoo News· 1 day agoThe closure of the Salt Lake office follows the case a judge called "deeply troubling," leading to...
Trustco Bank EVP Curley buys $14.9k in company stock By Investing.com
Investing.com· 1 day agoThe transaction, which took place on June 4, 2024, involved the acquisition of 551 shares at a...
United Community Banks, Inc. (NASDAQ:UCBI) Position Increased by Rafferty Asset Management LLC
ETF DAILY NEWS· 18 hours agoRafferty Asset Management LLC boosted its stake in shares of United Community Banks, Inc. (NASDAQ:UCBI – Free Report) by 85.2% in the fourth quarter, according to its most recent filing with ...
Isabella Bank Corp executive buys shares worth $499 By Investing.com
Investing.com· 1 day agoThe purchase by McDonnell demonstrates a direct investment in the bank's common stock and is...
Capital World Investors Has $254.92 Million Position in Canadian Imperial Bank of Commerce (NYSE:CM)
ETF DAILY NEWS· 17 hours agoCapital World Investors reduced its position in shares of Canadian Imperial Bank of Commerce...