Search results
SEC’s Hedge Fund Rules Struck Down on Appeal. Gensler May Face More Challenges.
Barrons.com· 3 days agoSEC Chair Gary Gensler’s legacy. The decision Wednesday concerned a rule the SEC adopted in August...
Tesla shareholders’ vote on Elon Musk’s record $56 billion pay deal could be his ‘last stand’ as...
Fortune via Yahoo Finance· 1 day ago“If I as a CEO see that large institutional investors are fine with Musk running the board the way...
Fifth Circuit Strikes Down Private Fund Adviser Rules
The National Law Review· 2 days agoThe SEC had adopted the Private Fund Adviser Rules in an attempt to address what it identified as...
Fifth Circuit Court of Appeals Vacates the SEC’s Private Fund Adviser Rules | JD Supra
JD Supra· 1 day agoOn June 5, 2024, a three-judge panel of the Fifth Circuit Court of Appeals (the “Court”) vacated the Private Fund Adviser Rules (“PFAR”)[1] that the Securities ...
SEC Chair Gary Gensler Fields Questions On AI, 'Roaring Kitty' And Congressional Trading:...
Benzinga· 3 days agoThe introduction of AI in public markets comes with challenges including potential conflicts of ...
UMB Financial Corp chairman and CEO sells over $467k in stock By Investing.com
Investing.com· 4 days agoUMB Financial Corp (NASDAQ:UMBF) Chairman and CEO, Mariner Kemper (NYSE:KMPR), has sold a...
Fifth Circuit Rules SEC Exceeded Its Authority in Adopting Private Fund Advisers Rule
The National Law Review· 1 day ago... exceeded its statutory authority in adopting the so-called “Private Fund Advisers Rule” (or the Rule) and, accordingly, vacated the Rule in full.[1] The Court’s interpretation of the SEC’s rule-making authority over private fund sponsors under Section 206(4) and 211(h) of the Investment Advisers...
What is FINRA and what does it do?
Bankrate via AOL· 3 days agoSome have criticized FINRA as having an inherent conflict of interest due to its ties to the industry. Difference between FINRA and the ...
FUNDamentals: Fifth Circuit Vacates New SEC Private Fund Adviser Rules | JD Supra
JD Supra· 1 day agoIn a 3-0 decision, the Court held that the SEC exceeded its statutory authority by using a provision of the Dodd-Frank Act Wall Street Reform and Consumer ...
Fifth Circuit Overturns SEC Private Funds Rules | JD Supra
JD Supra· 2 days agoOur Investment Funds Team reviews the implications of the Fifth Circuit’s decision to vacate the Securities and Exchange Commission’s Private Funds...
