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Caught in the SEC’s Crosshairs? 5 Steps to Reduce Fines, From the Agency’s Top Cop.
Barrons.com· 3 hours ago“And you can even self-report when you think there is a possible securities law violation.” When the...
Bay Area carmaker lays off hundreds after raising $1 billion
San Francisco Chronicle· 1 day agoIn an email to staff published alongside the SEC filing, CEO Peter Rawlinson said that outside of...
SEC gathers to sort through consequences of settlement, comes away with more questions than answers
San Francisco Chronicle· 9 hours ago“Came in with a lot of questions, leaving with a lot more,” Tennessee coach Josh Heupel said...
Former WWE Employee Agrees to Halt Vince McMahon Sexual Assault Case Pending a Federal Investigation
Comic Book· 4 hours agoFormer WWE employee Janel Grant has agreed to halt the proceedings in her legal case against Vince...
Goodman: Fire Greg Sankey if the SEC starts cutting sports
Birmingham News· 12 hours agoEveryone acts like important meetings are taking place, but these guys couldn’t even bother to vote...
Key Steps for Fund Managers to Avoid Scrutiny Under the SEC’s Pay-to-Play Rule
The National Law Review· 1 day agoThe SEC’s recent settlement involving a “pay-to-play” rule violation by a private equity firm is a...
Companies Rethink Insider Trading Policies After Novel SEC Win
Bloomberg Law· 14 hours agoMost S&P 500 companies write rules to stop employees from using confidential information to trade other businesses’ stock, but some are now thinking about scaling back their ...
Government Whistleblower Programs Undermine Compliance Culture
Bloomberg Law· 15 hours agoEnforcement agencies have focused for years on the importance of companies investing in robust compliance programs, including internal whistleblower hotlines where employees
SEC, Big Ten and Big 12 join ACC in opposing release of ESPN contracts
Tampa Bay Times· 8 hours agoThe three power conferences have joined with the Atlantic Coast Conference in urging a Tallahassee...
'SEC Takeover!' Four Star 2025 RB James Simon Commits to Texas
Sports Illustrated· 1 day agoSimon even took a shot a the Longhorns arch-rival Oklahoma Sooners upon the announcment of his...