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To Self-Disclose or Not Self-Disclose? Thoughts From SEC’s Enforcement Director
The National Law Review· 18 hours agoAt a recent securities regulation conference, Gurbir Grewal, director of the Securities Exchange Commission’s (SEC) Division of Enforcement, weighed in on the benefits of ...
Podcast: SEC Commissioner Hester Peirce on regulatory demands, CCO input
Compliance Week· 1 day agoThe conversation covered issues including the flood of new regulation emanating from the SEC,...
Companies Rethink Insider Trading Policies After Novel SEC Win
Bloomberg Law· 5 days agoMost S&P 500 companies write rules to stop employees from using confidential information to trade other businesses’ stock, but some are now thinking about scaling back their ...
Key Steps for Fund Managers to Avoid Scrutiny Under the SEC’s Pay-to-Play Rule
The National Law Review· 6 days agoThe SEC’s recent settlement involving a “pay-to-play” rule violation by a private equity firm is a...
Caught in the SEC’s Crosshairs? 5 Steps to Reduce Fines, From the Agency’s Top Cop.
Barrons.com· 5 days ago“And you can even self-report when you think there is a possible securities law violation.” When the...
Cozen Adds Cohen to Its SEC Enforcement Practice in New York
Bloomberg Law· 21 hours agoAlexander Cohen has joined Cozen O’Connor’s securities litigation and SEC enforcement practice as a member in New York, the firm said Monday. Cohen, a securities enforcement ...
The SEC's new cybersecurity disclosure rules decoded: what they mean for investors
Reuters· 4 days agoThe U.S. government and its agencies are also not immune to cybersecurity attacks. On Jan. 9, 2024,...
Snowflake says it wasn't to blame for Ticketmaster breach — and its security pals agree
TechRadar· 3 hours agoEarlier this week, the ticket sales and distribution company reported a data breach in which...
'SEC Takeover!' Four Star 2025 RB James Simon Commits to Texas
Sports Illustrated· 6 days agoSimon even took a shot a the Longhorns arch-rival Oklahoma Sooners upon the announcment of his...
BYU’s future requires a paradigm shift away from ‘old school’ thinking
Deseret News via Yahoo Sports· 19 hours agoThere must be some kind of “checks and balances” system put in place to preserve solidarity and keep...