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JD Supra: Department of Labor issues final regulation on investment advice fiduciaries
JD Supra· 15 minutes agoApril 23, 2024, the Department of Labor (the “DOL”) issued a final regulation (the “Final Rule”) that describes the circumstances under which a person will be considered a fiduciary for purposes ...
SEC gathers to sort through consequences of settlement, comes away with more questions than answers
San Francisco Chronicle· 3 hours ago“Came in with a lot of questions, leaving with a lot more,” Tennessee coach Josh Heupel said...
SEC, Big Ten and Big 12 join ACC in opposing release of ESPN contracts
Tampa Bay Times· 2 hours agoThe three power conferences have joined with the Atlantic Coast Conference in urging a Tallahassee...
Companies Rethink Insider Trading Policies After Novel SEC Win
Bloomberg Law· 8 hours agoMost S&P 500 companies write rules to stop employees from using confidential information to trade other businesses’ stock, but some are now thinking about scaling back their ...
Government Whistleblower Programs Undermine Compliance Culture
Bloomberg Law· 8 hours agoEnforcement agencies have focused for years on the importance of companies investing in robust compliance programs, including internal whistleblower hotlines where employees
Goodman: Fire Greg Sankey if the SEC starts cutting sports
Birmingham News· 5 hours agoEveryone acts like important meetings are taking place, but these guys couldn’t even bother to vote...
Waystar Holding Corp. Prices IPO at $20.00-$23.00 Per Share (WAY)
ETF DAILY NEWS· 13 hours agoWaystar Holding Corp. (WAY) expects to raise $968 million in an initial public offering on Friday,...
Bay Area carmaker lays off hundreds after raising $1 billion
San Francisco Chronicle· 1 day agoIn an email to staff published alongside the SEC filing, CEO Peter Rawlinson said that outside of...
Key Steps for Fund Managers to Avoid Scrutiny Under the SEC’s Pay-to-Play Rule
The National Law Review· 1 day agoThe SEC’s recent settlement involving a “pay-to-play” rule violation by a private equity firm is a...
'SEC Takeover!' Four Star 2025 RB James Simon Commits to Texas
Sports Illustrated· 23 hours agoSimon even took a shot a the Longhorns arch-rival Oklahoma Sooners upon the announcment of his...