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SEC Penalizes Anti-Whistleblower Provision in Customer Settlement Agreements | JD Supra
JD Supra· 16 hours agoThe SEC has opened a new track in the whistleblower litigation derby. While SEC enforcement actions concerning whistleblower violations are nothing new, ...
JD Supra: What Private Equity Firms Need to Know About the Ongoing SEC Investigation of...
JD Supra· 1 day agoTo respond to the SEC, many companies have required employees to have their personal cell phones copied and reviewed. The sweep began with large broker-dealers ...
House passes bill outlining new framework for crypto regulation despite SEC pushback
The Hill via Yahoo Finance· 1 day agoThe House passed legislation Wednesday laying out a new framework for when cryptocurrencies should...
Dick’s Sporting Goods employee connected to SEC insider trading charges
Retail Dive· 3 days agoThe U.S. Securities and Exchange Commission charged Frank Poerio of Gibsonia, Pennsylvania, with insider trading. Poerio used nonpublic information obtained from a Dick’s Sporting Goods < ...
Claims of unpaid bills piling up for The M Den
Gannett via AOL· 1 hour agoBut several days later, another firm, Friesing Investments, brought a lawsuit against M Den. That case is pending in the 15th District Court in Ann...
Oversight of the Management of Cybersecurity Risks: The Skill Most Corporat
Newsweek· 9 hours agoAs evidenced by recent communications from the SEC, corporate boards are increasingly being made to...
Godzilla vs. Kong: SEC faces fierce battle against crypto’s legal firepower
The Cointelegraph· 1 day agoWith the SEC continuing to open up new fronts in its war on crypto, some are now wondering if it has spread itself too thin and has the legal resources needed to fight so ...
CXApp Inc. (Nasdaq: CXAI) Announces Record NRR Growth for Q1’24 & Launch of CXAI VU in Collaboration...
Digital Journal· 1 hour agoThe Company cautions that the foregoing list of factors is not exclusive. You should not place undue reliance upon any forward-looking statements, which speak only as of the date made. The Company ...
... of Increasing Risk Of Pension Shortfalls in Violation of Employee Retirement Income Security Act...
Morningstar· 7 hours agoBALTIMORE, May 23, 2024 (GLOBE NEWSWIRE) -- Lawsuits have been filed alleging that a number of large corporate employers have offloaded billions of dollars in pension obligations to Athene Annuity ...
SEC Releases a Ton of Data on Financial Advice Firms. Here Are 4 Remarkable Stats.
Barrons.com· 3 days agoFrom total number of firms and employee count to the steep rise in assets under management, the...