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SEC gathers to sort through consequences of settlement, comes away with more questions than answers
San Francisco Chronicle· 5 hours ago“Came in with a lot of questions, leaving with a lot more,” Tennessee coach Josh Heupel said...
Companies Rethink Insider Trading Policies After Novel SEC Win
Bloomberg Law· 10 hours agoMost S&P 500 companies write rules to stop employees from using confidential information to trade other businesses’ stock, but some are now thinking about scaling back their ...
Goodman: Fire Greg Sankey if the SEC starts cutting sports
Birmingham News· 8 hours agoEveryone acts like important meetings are taking place, but these guys couldn’t even bother to vote...
Bay Area carmaker lays off hundreds after raising $1 billion
San Francisco Chronicle· 1 day agoIn an email to staff published alongside the SEC filing, CEO Peter Rawlinson said that outside of...
SEC, Big Ten and Big 12 join ACC in opposing release of ESPN contracts
Tampa Bay Times· 4 hours agoThe three power conferences have joined with the Atlantic Coast Conference in urging a Tallahassee...
Government Whistleblower Programs Undermine Compliance Culture
Bloomberg Law· 11 hours agoEnforcement agencies have focused for years on the importance of companies investing in robust compliance programs, including internal whistleblower hotlines where employees
'SEC Takeover!' Four Star 2025 RB James Simon Commits to Texas
Sports Illustrated· 1 day agoSimon even took a shot a the Longhorns arch-rival Oklahoma Sooners upon the announcment of his...
Key Steps for Fund Managers to Avoid Scrutiny Under the SEC’s Pay-to-Play Rule
The National Law Review· 1 day agoThe SEC’s recent settlement involving a “pay-to-play” rule violation by a private equity firm is a...
Cue Health Files for Bankruptcy, Receives Nasdaq Delisting Warning
GenomeWeb News· 1 day agoLast week, the San Diego-based firm shut down operations after laying off all of its remaining employees, including its executive team. In a Form 8-K filed with the
Regulatory Roundup for May 2024 | JD Supra
JD Supra· 12 hours agoIn this edition, you will find one new SEC rule on cybersecurity breaches, one proposed rule requiring advisers to adopt “customer identification...
