Search results
SEC gathers to sort through consequences of settlement, comes away with more questions than answers
Associated Press· 1 hour ago“Came in with a lot of questions, leaving with a lot more,” Tennessee coach Josh Heupel said...
Key Steps for Fund Managers to Avoid Scrutiny Under the SEC’s Pay-to-Play Rule | JD Supra
JD Supra· 17 hours agoThe SEC’s recent settlement involving a “pay-to-play” rule violation by a private equity firm is a timely reminder for fund managers, especially with the November elections ...
SEC and FinCEN Propose Customer Identification Program Requirements for Registered Investment...
JD Supra· 17 hours agoQuick Take: On May 13, 2024, the SEC and the Treasury Department’s Financial Crimes Enforcement Network (FinCEN) jointly proposed a new rule that would require certain investment ...
'SEC Takeover!' Four Star 2025 RB James Simon Commits to Texas
Sports Illustrated· 6 hours agoSimon even took a shot a the Longhorns arch-rival Oklahoma Sooners upon the announcment of his...
Bay Area carmaker lays off hundreds after raising $1 billion
San Francisco Chronicle· 9 hours agoIn an email to staff published alongside the SEC filing, CEO Peter Rawlinson said that outside of...
How the 100 biggest U.S. companies have changed their DEI messaging
Fortune via Yahoo Finance· 9 hours agoResearchers note that while neutralizing external messaging could provide a short-term protective...
What a New SEC Enforcement Sweep Is Really Telling Us | JD Supra
JD Supra· 17 hours agoBecause you might find a letter from the Securities and Exchange Commission with FCPA risk written all over it. This suggests that the SEC is conducting a so-called “sweep ...
Cue Health Files for Bankruptcy, Receives Nasdaq Delisting Warning
GenomeWeb News· 10 hours agoLast week, the San Diego-based firm shut down operations after laying off all of its remaining employees, including its executive team. In a Form 8-K filed with the
Casagrande: A striking new day for the SEC summed up in one moment
Birmingham News· 12 hours agoThe moment was brief while perfectly illustrating this moment in the SEC scrapbook. The lobby was...
Unity software executive sells $95k in company stock By Investing.com
Investing.com· 6 hours agoAccounting Officer, Mark Barrysmith, has recently sold a portion of his company stock, according to...