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Fifth Circuit Vacates the Private Funds Rules And Constrains theSEC’s Rulemaking Authority | JD...
JD Supra· 15 hours agoCourt of Appeals for the Fifth Circuit vacated the “Private Funds Rules,”1 which the Securities and Exchange Commission (the “SEC”) adopted on August 23, 2023. The opinion ...
United States Department of Justice and United States Securities and Exchange Commission Jointly...
JD Supra· 15 hours agoOn May 10, 2024, the DOJ announced criminal indictments and the SEC filed a civil lawsuit for alleged securities fraud against FAT Brands and related persons ...
SEC, CFTC and SDNY attorney's office charge FTX's Sam Bankman-Fried with defrauding investors
TechCrunch· 19 hours agoThe SEC said in a press release that in addition to being charged with fraud regarding equity investors in FTX, he’s also being investigated regarding … ...
HF Foods Settles Fraud Charges With SEC, to Pay $3.9 Million Fine
The Wall Street Journal· 1 day agoThe Securities and Exchange Commission said it had settled fraud charges against food-distributor HF...
Were Roaring Kitty’s GameStop posts illegal? A former SEC lawyer explains the recent scrutiny.
MarketWatch via Yahoo Finance· 2 days agoWhat is market manipulation? Does posting memes count as fraud or deceit? According to the SEC’s...
Fifth Circuit Vacates SEC’s Private Fund Adviser Rule
The National Law Review· 8 hours agoHighlights On June 5, the Fifth Circuit Court of Appeals vacated in its entirety the SEC’s private...
Former tech exec admits to fraud involving a scheme to boost Getty Images shares, authorities say
ClickOnDetroit· 7 days agoA former technology executive has pleaded guilty to a single count of fraud involving a scheme to...
Timing for US ether ETF launches depends on how fast issuers can move, SEC chair says
FOX Business· 7 hours agoSecurities and Exchange Commission's queries, Chair Gary Gensler said on Wednesday. The SEC last...
Fifth Circuit Court of Appeals Vacates the SEC’s Private Fund Adviser Rules | JD Supra
JD Supra· 15 hours agoPromptly after PFAR was adopted, several groups representing advisers to different types of private funds filed a petition with the Court for review of PFAR.
Vacation Alert: Fifth Circuit Vacates Private Fund Adviser Rules
The National Law Review· 2 hours agoOn June 5, the Fifth Circuit Court of Appeals (Court) vacated the entire set of private fund adviser rules adopted by the Securities and Exchange Commission (SEC) on August ...