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HF Foods Settles Fraud Charges With SEC, to Pay $3.9 Million Fine
The Wall Street Journal· 7 hours agoThe Securities and Exchange Commission said it had settled fraud charges against food-distributor HF...
JD Supra: A Handbook for SEC Whistleblowers
JD Supra· 10 hours agoThe U.S. Securities and Exchange Commission’s (SEC) Whistleblower Program was created in Section 922 of the Dodd-Frank Act of 2010, which amended the Securities Exchange Act ...
Former tech exec admits to fraud involving a scheme to boost Getty Images shares, authorities say
ClickOnDetroit· 6 days agoA former technology executive has pleaded guilty to a single count of fraud involving a scheme to...
SEC to close Salt Lake office after ‘gross abuse of power’ in Utah crypto case
Deseret News via Yahoo News· 11 hours agoThe closure of the Salt Lake office follows the case a judge called "deeply troubling," leading to...
Fifth Circuit Vacates New Private Funds Rules | JD Supra
JD Supra· 22 hours agoThe Fifth Circuit Court of Appeals issued a decision today vacating the rule on the grounds that it exceeded the SEC’s statutory rulemaking authority. In a 3-0 decision issued ...
SEC warns crypto exchanges: disclosures won't shield violations, lawsuits loom
TheStreet.com· 16 hours agoThe top financial regulator said that it remains relentless in pursuing crypto exchanges breaking the law. This week, U.S. Securities and Exchange Commission (SEC) chairman ...
Were Roaring Kitty’s GameStop posts illegal? A former SEC lawyer explains the recent scrutiny.
MarketWatch via Yahoo Finance· 2 days agoWhat is market manipulation? Does posting memes count as fraud or deceit? According to the SEC’s...
5th Circuit Strikes Down SEC's Private Fund Advisers Rule | National Law Journal
Law.com· 1 day agoA federal appeals court Wednesday struck down the U.S. Securities and Exchange Commission’s...
Spot Ethereum ETF Debuts Hinge on Fast Replies: Gensler
etf.com via Yahoo Finance· 11 hours agoThe rule change eliminated staking rewards, a high-risk strategy in which investors use ether as...
Should Finfluencers Be Regulated as Financial Advisors?
Barrons.com· 10 hours ago“This is a peculiar situation where the commission has to prove the fraud before it is able to...
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