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Trump Media Will Miss SEC Deadline After Ex-Auditor Is Banned Over ‘Massive Fraud’ Charges
Forbes· 2 days agoTrump Media, the parent company of Truth Social, submitted a notification of late filing to the...
JD Supra: Inside(r) Scoop: The DOJ Struggles to Prosecute Insider Trading
JD Supra· 3 hours ago...judge recently dismissed criminal charges against eight social media influencers who allegedly ran a $100 million pump-and-dump scheme through their social media accounts.1 In December 2022, both the Securities and Exchange Commission (“SEC”) and the Department of Justice (“DOJ”) brought charges...
Broker Dealer Regulatory Digest - May 2024 | JD Supra
JD Supra· 13 hours agoSecurities and Exchange Commission. Fraud. On May 3, 2024, SEC sanctioned an audit firm for "deliberate and systemic failures" to comply with Public...
Macquarie Infrastructure v. Moab: Pure Omissions Not Securities Fraud Under Rule 10b-5(b) | JD Supra
JD Supra· 19 hours agoOn April 12, 2024, the Supreme Court in Macquarie Infrastructure Corp. v. Moab Partners, L.P., [1] unanimously held that pure omissions cannot form the basis of a securities fraud< ...
SEC and FinCEN Propose Customer Identification Program Requirements for Certain Investment Advisers...
JD Supra· 13 hours agoIn February 2024, the U.S. Department of the Treasury issued its 2024 Investment Adviser Risk Assessment, which explains that there are “several...
Fund Managers Brace for SEC Rejection of Ether-ETF Applications
Bloomberg via Yahoo Finance· 2 hours ago(Bloomberg) -- Investment companies hoping to launch the first exchange-traded funds based on the...
Stuart Levi on Securities and Exchange Commission (SEC) | JD Supra
JD Supra· 1 hour agoJD Supra is a legal publishing service that connects experts and their content with broader audiences of professionals, journalists and associations. This Privacy Policy describes how JD Supra ...
DOJ orders Evoqua to pay $8.5M over admitted securities fraud
Compliance Week· 2 days agoIts aquatics and disinfection (A&D) division was based in Rhode Island, where the misconduct took...
SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of Arhaus, Inc. -...
WFRV 5 Green Bay· 20 hours agoPomerantz LLP is investigating claims on behalf of investors of Arhaus, Inc. ("Arhaus" or the "Company") (NASDAQ: ARHS). Such investors are advised to contact Danielle Peyton at newaction@pomlaw.com ...
AKRO Investors: Reminder - Important Deadline in Securities Fraud Class Action Lawsuit Akero...
WROC Rochester· 21 hours agoThe law firm of Kessler Topaz Meltzer & Check, LLP (www.ktmc.com) informs investors that a...
